Avoid Fraud, Get The Facts, And Find The Best
Legal Name: REGENT INVESTMENT MANAGEMENT LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Jul 15, 2019
Security |
Shares Held / Principal Amount |
Market Value |
Option |
Apple Inc (037833100)
|
60,150 |
$11,905k |
|
JPMORGAN CHASE & CO (46625H100)
|
102,170 |
$11,423k |
|
Facebook Inc (30303M102)
|
46,556 |
$8,985k |
|
Alphabet Inc (02079K107)
|
6,942 |
$7,504k |
|
BROWN FORMAN CORP (115637209)
|
101,217 |
$5,610k |
|
CISCO SYSTEMS INC (17275R102)
|
97,203 |
$5,320k |
|
Bank of America Corp. (060505104)
|
155,048 |
$4,496k |
|
DXC TECHNOLOGY CO (23355L106)
|
79,903 |
$4,407k |
|
Booking Holdings, Inc. (09857L108)
|
2,126 |
$3,986k |
|
CELGENE CORP (151020104)
|
42,523 |
$3,931k |
|
ALIBABA GROUP HLDG LTD (01609W102)
|
23,040 |
$3,904k |
|
CVS HEALTH CORP (126650100)
|
69,929 |
$3,810k |
|
IAC INTERACTIVECORP (44919P508)
|
17,425 |
$3,790k |
|
CITIGROUP INC (172967424)
|
47,085 |
$3,297k |
|
ANI PHARMACEUTICALS (00182C103)
|
39,009 |
$3,207k |
|
HORIZON THERAPEUTICS PLC (G46188101)
|
129,110 |
$3,106k |
|
FEDEX CORP (31428X106)
|
18,864 |
$3,097k |
|
CARNIVAL CORP (143658300)
|
54,488 |
$2,536k |
|
COMCAST CORP (20030N101)
|
52,332 |
$2,213k |
|
Berkshire Hathaway, Inc. (084670702)
|
10,349 |
$2,206k |
|
Boeing Co/The (097023105)
|
5,933 |
$2,160k |
|
ABBOTT LABS (002824100)
|
25,201 |
$2,119k |
|
KINDER MORGAN INC (49456B101)
|
100,684 |
$2,102k |
|
HONEYWELL INTL INC (438516106)
|
11,687 |
$2,040k |
|
BROADCOM INC (11135F101)
|
5,874 |
$1,691k |
|
HOME DEPOT INC (437076102)
|
7,961 |
$1,656k |
|
AMERIPRISE FINL INC (03076C106)
|
11,173 |
$1,622k |
|
SMUCKER J M CO (832696405)
|
12,399 |
$1,428k |
|
BECTON DICKINSON (075887109)
|
5,456 |
$1,375k |
|
GENERAL MILLS INC (370334104)
|
25,860 |
$1,358k |
|
DELTA AIR LINES (247361702)
|
23,902 |
$1,356k |
|
CARDINAL HEALTH INC (14149Y108)
|
26,825 |
$1,263k |
|
ANHEUSER BUSCH INBEV (03524A108)
|
13,894 |
$1,230k |
|
ABC (03073E105)
|
14,285 |
$1,218k |
|
ConocoPhillips (20825C104)
|
19,606 |
$1,196k |
|
DANAHER CORP (235851102)
|
8,143 |
$1,164k |
|
CHUBB LIMITED (H1467J104)
|
7,464 |
$1,099k |
|
DIAGEO P L C (25243Q205)
|
5,900 |
$1,017k |
|
HUMANA INC (444859102)
|
3,728 |
$989k |
|
LANDMARK INFRASTRUCTURE LP (51508J108)
|
57,307 |
$966k |
|
Charles Schwab Corp/The (808513105)
|
23,025 |
$925k |
|
Albemarle Corp (012653101)
|
12,895 |
$908k |
|
Illumina Inc (452327109)
|
2,270 |
$836k |
|
DuPont de Nemours Inc (26614N102)
|
10,934 |
$821k |
|
EMERSON ELEC CO (291011104)
|
12,207 |
$814k |
|
Exxon Mobil Corp (30231G102)
|
10,331 |
$792k |
|
ANTHEM INC (036752103)
|
2,515 |
$710k |
|
CBS CORPORATION (124857202)
|
14,137 |
$705k |
|
ADOBE INC (00724F101)
|
2,220 |
$654k |
|
ENBRIDGE INC (29250N105)
|
17,747 |
$640k |
|
American Express Co. (025816109)
|
5,000 |
$617k |
|
American International Group (026874784)
|
11,440 |
$610k |
|
APELLIS PHARMACEUTICALS INC (03753U106)
|
23,309 |
$591k |
|
LAMAR ADVERTISING (512816109)
|
7,315 |
$590k |
|
FISERV INC (337738108)
|
6,340 |
$578k |
|
GILEAD SCIENCES INC (375558103)
|
7,795 |
$527k |
|
Dow Inc (260557103)
|
10,466 |
$516k |
|
Brixmor Property Group, Inc. (11120U105)
|
27,700 |
$495k |
|
FIRST SOLAR (336433107)
|
7,345 |
$482k |
|
BROWN FORMAN CORP (115637100)
|
8,310 |
$457k |
|
CAPITALA FIN CORP (14054R106)
|
47,900 |
$453k |
|
HARTFORD FINL SVCS (416515104)
|
8,000 |
$446k |
|
HEWLETT PACKARD ENTR (42824C109)
|
29,630 |
$443k |
|
CIGNA CORP (125523100)
|
2,754 |
$434k |
|
ACTIVISION BLIZZARD INC (00507V109)
|
8,608 |
$406k |
|
BGC Partners, Inc. (05541T101)
|
75,000 |
$392k |
|
COSTCO WHSL CORP (22160K105)
|
1,485 |
$392k |
|
AAL (02376R102)
|
11,694 |
$381k |
|
CHURCHILL DOWNS INC (171484108)
|
3,305 |
$380k |
|
LIBERTY ALL STAR EQUITY FUND (530158104)
|
54,000 |
$347k |
|
JABIL INC (466313103)
|
10,900 |
$344k |
|
Caterpillar Inc (149123101)
|
2,475 |
$337k |
|
AMGEN INC (031162100)
|
1,800 |
$332k |
|
CONAGRA BRANDS INC (205887102)
|
12,225 |
$324k |
|
EBAY INC (278642103)
|
8,000 |
$316k |
|
GENUINE PARTS CO (372460105)
|
3,000 |
$311k |
|
CORTEVA INC (22052L104)
|
10,466 |
$309k |
|
Hillenbrand (431571108)
|
7,713 |
$305k |
|
CIENA CORPORATION (171779309)
|
7,387 |
$304k |
|
ALTRIA GROUP INC (02209S103)
|
6,357 |
$301k |
|
KROGER CO (501044101)
|
13,500 |
$293k |
|
FORTIVE CORPORATION (34959J108)
|
3,534 |
$288k |
|
ALLERGAN PLC (G0177J108)
|
1,705 |
$285k |
|
THE HERSHEY COMPANY (427866108)
|
2,073 |
$278k |
|
APOLLO COML REAL EST (03762U105)
|
15,000 |
$276k |
|
Halliburton Co (406216101)
|
11,150 |
$254k |
|
BEACON ROOFING SUP (073685109)
|
6,900 |
$253k |
|
LHC GROUP INC COM (50187A107)
|
1,830 |
$219k |
|
DOMINION ENERGY INC (25746U109)
|
2,702 |
$209k |
|
AT&T INC (00206R102)
|
4,850 |
$163k |
|
GENERAL ELECTRIC CO (369604103)
|
14,886 |
$156k |
|
KIMBERLY CLARK CORP (494368103)
|
800 |
$107k |
|
INTEL CORP (458140100)
|
2,200 |
$105k |
|
EATON CORPORATION (G29183103)
|
1,214 |
$101k |
|
ABBVIE INC (00287Y109)
|
1,280 |
$93k |
|
GOLAR LNG PARTNERS LP (Y2745C102)
|
7,000 |
$79k |
|
Chevron Corp (166764100)
|
600 |
$75k |
|
LILLY ELI & CO (532457108)
|
653 |
$72k |
|
Bristol-Myers Squibb Co (110122108)
|
1,300 |
$59k |
|
JOHNSON & JOHNSON (478160104)
|
400 |
$56k |
|
ENERGY TRANSFER LP (29273V100)
|
3,419 |
$48k |
|
3M CO (88579Y101)
|
181 |
$31k |
|
BIOTIME INC (09066L105)
|
20,000 |
$22k |
|
Amazon.com Inc (023135106)
|
10 |
$19k |
|
Applied Materials, Inc. (038222105)
|
400 |
$18k |
|
ALPHABET INC (02079K305)
|
15 |
$16k |
|
Baidu Inc (056752108)
|
100 |
$12k |
|
ANNALY CAP MGMT INC (035710409)
|
1,000 |
$9k |
|
KRAFT HEINZ CO (500754106)
|
300 |
$9k |
|
CLEVELAND CLIFFS INC (185899101)
|
265 |
$3k |
|
COTY INC (222070203)
|
100 |
$1k |
|
Many people have been burned by frauds and Ponzi schemes. So we created this website to help you, the potential investor, get the facts, find the best, and avoid fraud and Ponzi schemes.
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