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Reported Holdings Of The
Regent Investment Management LLC

Legal Name: REGENT INVESTMENT MANAGEMENT LLC

Period of report: Jun 30, 2019
Effectiveness Date: Jul 15, 2019

Security Shares Held / Principal Amount Market Value Option
Apple Inc (037833100) 60,150 $11,905k
JPMORGAN CHASE & CO (46625H100) 102,170 $11,423k
Facebook Inc (30303M102) 46,556 $8,985k
Alphabet Inc (02079K107) 6,942 $7,504k
BROWN FORMAN CORP (115637209) 101,217 $5,610k
CISCO SYSTEMS INC (17275R102) 97,203 $5,320k
Bank of America Corp. (060505104) 155,048 $4,496k
DXC TECHNOLOGY CO (23355L106) 79,903 $4,407k
Booking Holdings, Inc. (09857L108) 2,126 $3,986k
CELGENE CORP (151020104) 42,523 $3,931k
ALIBABA GROUP HLDG LTD (01609W102) 23,040 $3,904k
CVS HEALTH CORP (126650100) 69,929 $3,810k
IAC INTERACTIVECORP (44919P508) 17,425 $3,790k
CITIGROUP INC (172967424) 47,085 $3,297k
ANI PHARMACEUTICALS (00182C103) 39,009 $3,207k
HORIZON THERAPEUTICS PLC (G46188101) 129,110 $3,106k
FEDEX CORP (31428X106) 18,864 $3,097k
CARNIVAL CORP (143658300) 54,488 $2,536k
COMCAST CORP (20030N101) 52,332 $2,213k
Berkshire Hathaway, Inc. (084670702) 10,349 $2,206k
Boeing Co/The (097023105) 5,933 $2,160k
ABBOTT LABS (002824100) 25,201 $2,119k
KINDER MORGAN INC (49456B101) 100,684 $2,102k
HONEYWELL INTL INC (438516106) 11,687 $2,040k
BROADCOM INC (11135F101) 5,874 $1,691k
HOME DEPOT INC (437076102) 7,961 $1,656k
AMERIPRISE FINL INC (03076C106) 11,173 $1,622k
SMUCKER J M CO (832696405) 12,399 $1,428k
BECTON DICKINSON (075887109) 5,456 $1,375k
GENERAL MILLS INC (370334104) 25,860 $1,358k
DELTA AIR LINES (247361702) 23,902 $1,356k
CARDINAL HEALTH INC (14149Y108) 26,825 $1,263k
ANHEUSER BUSCH INBEV (03524A108) 13,894 $1,230k
ABC (03073E105) 14,285 $1,218k
ConocoPhillips (20825C104) 19,606 $1,196k
DANAHER CORP (235851102) 8,143 $1,164k
CHUBB LIMITED (H1467J104) 7,464 $1,099k
DIAGEO P L C (25243Q205) 5,900 $1,017k
HUMANA INC (444859102) 3,728 $989k
LANDMARK INFRASTRUCTURE LP (51508J108) 57,307 $966k
Charles Schwab Corp/The (808513105) 23,025 $925k
Albemarle Corp (012653101) 12,895 $908k
Illumina Inc (452327109) 2,270 $836k
DuPont de Nemours Inc (26614N102) 10,934 $821k
EMERSON ELEC CO (291011104) 12,207 $814k
Exxon Mobil Corp (30231G102) 10,331 $792k
ANTHEM INC (036752103) 2,515 $710k
CBS CORPORATION (124857202) 14,137 $705k
ADOBE INC (00724F101) 2,220 $654k
ENBRIDGE INC (29250N105) 17,747 $640k
American Express Co. (025816109) 5,000 $617k
American International Group (026874784) 11,440 $610k
APELLIS PHARMACEUTICALS INC (03753U106) 23,309 $591k
LAMAR ADVERTISING (512816109) 7,315 $590k
FISERV INC (337738108) 6,340 $578k
GILEAD SCIENCES INC (375558103) 7,795 $527k
Dow Inc (260557103) 10,466 $516k
Brixmor Property Group, Inc. (11120U105) 27,700 $495k
FIRST SOLAR (336433107) 7,345 $482k
BROWN FORMAN CORP (115637100) 8,310 $457k
CAPITALA FIN CORP (14054R106) 47,900 $453k
HARTFORD FINL SVCS (416515104) 8,000 $446k
HEWLETT PACKARD ENTR (42824C109) 29,630 $443k
CIGNA CORP (125523100) 2,754 $434k
ACTIVISION BLIZZARD INC (00507V109) 8,608 $406k
BGC Partners, Inc. (05541T101) 75,000 $392k
COSTCO WHSL CORP (22160K105) 1,485 $392k
AAL (02376R102) 11,694 $381k
CHURCHILL DOWNS INC (171484108) 3,305 $380k
LIBERTY ALL STAR EQUITY FUND (530158104) 54,000 $347k
JABIL INC (466313103) 10,900 $344k
Caterpillar Inc (149123101) 2,475 $337k
AMGEN INC (031162100) 1,800 $332k
CONAGRA BRANDS INC (205887102) 12,225 $324k
EBAY INC (278642103) 8,000 $316k
GENUINE PARTS CO (372460105) 3,000 $311k
CORTEVA INC (22052L104) 10,466 $309k
Hillenbrand (431571108) 7,713 $305k
CIENA CORPORATION (171779309) 7,387 $304k
ALTRIA GROUP INC (02209S103) 6,357 $301k
KROGER CO (501044101) 13,500 $293k
FORTIVE CORPORATION (34959J108) 3,534 $288k
ALLERGAN PLC (G0177J108) 1,705 $285k
THE HERSHEY COMPANY (427866108) 2,073 $278k
APOLLO COML REAL EST (03762U105) 15,000 $276k
Halliburton Co (406216101) 11,150 $254k
BEACON ROOFING SUP (073685109) 6,900 $253k
LHC GROUP INC COM (50187A107) 1,830 $219k
DOMINION ENERGY INC (25746U109) 2,702 $209k
AT&T INC (00206R102) 4,850 $163k
GENERAL ELECTRIC CO (369604103) 14,886 $156k
KIMBERLY CLARK CORP (494368103) 800 $107k
INTEL CORP (458140100) 2,200 $105k
EATON CORPORATION (G29183103) 1,214 $101k
ABBVIE INC (00287Y109) 1,280 $93k
GOLAR LNG PARTNERS LP (Y2745C102) 7,000 $79k
Chevron Corp (166764100) 600 $75k
LILLY ELI & CO (532457108) 653 $72k
Bristol-Myers Squibb Co (110122108) 1,300 $59k
JOHNSON & JOHNSON (478160104) 400 $56k
ENERGY TRANSFER LP (29273V100) 3,419 $48k
3M CO (88579Y101) 181 $31k
BIOTIME INC (09066L105) 20,000 $22k
Amazon.com Inc (023135106) 10 $19k
Applied Materials, Inc. (038222105) 400 $18k
ALPHABET INC (02079K305) 15 $16k
Baidu Inc (056752108) 100 $12k
ANNALY CAP MGMT INC (035710409) 1,000 $9k
KRAFT HEINZ CO (500754106) 300 $9k
CLEVELAND CLIFFS INC (185899101) 265 $3k
COTY INC (222070203) 100 $1k

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