Rockefeller Financial LLC

Rockefeller Financial LLC, which operates under the legal name ROCKEFELLER FINANCIAL LLC, is a Delaware-based Limited Liability Company with 45 employees. While the number of clients served is unknown, the firm's SEC status was last reported as Approved on September 21, 2018.

• ANNAH Y KIM-ROSEN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• DAVID ROSS PORTNOFF

  CFO AND PRINCIPAL FINANCIAL OFFICER owns less than 5%

• EDMOND N MORIARTY

  CEO AND PRESIDENT owns less than 5%

• JAMES MICHAEL CHIRDO

  SR VICE PRESIDENT & PRINCIPAL OPERATIONS OFFICER owns less than 5%

• RFS OPCO LLC

  MEMBER owns 75% or more

• CHRISTOPHER RANDAZZO

  CEO & PRESIDENT owns less than 5%

• CHRISTOPHER VITO DORIA

  PRINCIPAL OPERATIONS OFFICER owns less than 5%

• MICHAEL DEAN SOLOMON

  GENERAL COUNSEL & CCO owns less than 5%

• ROBERT PATRICK ZIMMEL

  PRINCIPAL FINANCIAL OFFICER owns less than 5%

• DRAGSA 24 CAYMAN LTD.

  LIMITED PARTNER owns more than 25% but less than 50%

• DRAGSA 24 CAYMAN LTD.

  MEMBER owns more than 25% but less than 50%

• DRAGSA 30 CAYMAN LTD.

  LIMITED PARTNER owns more than 25% but less than 50%

• DRAGSA 30 CAYMAN LTD.

  MEMBER owns more than 25% but less than 50%

• ROCKEFELLER CAPITAL MANAGEMENT GENERAL PARTNER L.L.C.

  GENERAL PARTNER

• ROCKEFELLER CAPITAL MANAGEMENT L.P.

  MEMBER owns 75% or more

• VIKING GLOBAL INVESTORS LP

  VOTING SECURITY SHAREHOLDER owns 75% or more

• VIKING GLOBAL INVESTORS LP

  VOTING SECURITY SHAREHOLDER owns 75% or more

• VIKING GLOBAL PARTNERS LLC

  GENERAL PARTNER

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• Pine Ridge Advisers LLC
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