Roffman Milller Associates Inc

Roffman Miller Associates Inc, a legal PA Corporation with a team of 9 employees, all serving in advisory roles, has maintained an SEC status of Approved since March 22, 1991. Though the exact number of clients served is unknown, the firm continues to operate within the legal bounds set forth by the U.S. Securities and Exchange Commission.

• MARK RICHARD FROMBACH

  CHIEF INVESTMENT OFFICER owns more than 10% but less than 25%

• PAULETTE GREENWELL

  VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER owns more than 25% but less than 50%

• ROBERT PETERS MILLER

  CHAIRMAN AND FOUNDER owns more than 5% but less than 10%

• ROBERT THOMAS HOFMANN

  PRESIDENT & INVESTMENT MANAGER owns more than 25% but less than 50%

• ROY L. GORIN

  DIRECTOR owns less than 5%

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