Roundview Capital LLC

Roundview Capital LLC is a Delaware-based limited liability company with 11 employees, four of whom hold advisory positions. Though the number of clients served by it is unknown, the firm is registered with the U.S. Securities and Exchange Commission and has been approved since September 2, 2008.

• ANDREW S LIEU

  PRINCIPAL, CHIEF COMPLIANCE OFFICER owns less than 5%

• HOWARD T ALTER

  MANAGING PARTNER owns more than 50% but less than 75%

• JANET GARFAI CHEN

  CHIEF FINANCIAL OFFICER owns less than 5%

• MATTHEW DOUGLAS WALLACK

  CHIEF INVESTMENT OFFICER owns less than 5%

• STEPHEN KAI-JEN SHUEH

  MANAGING PARTNER owns more than 50% but less than 75%

• KB Financial Partners LLC
• BlackRock Investment Management LLC
• Private Wealth Management Group LLC
• Princeton Portfolio Strategies Group LLC
• Kubhera Enterprises LLC
• Dumont & Blake Investment Advisors LLC
• Web401Kcom Inc
• Equinox Institutional Asset Management LP
• Edgestream Partners LP
• New Century Financial Group LLC

• Investing in Roundview Capital LLC: Comparing Q3 2022 and Q4 2022 13F Holdings