Sowell Financial Services LLC
Legal Name: SOWELL FINANCIAL SERVICES, LLC
Full Contact Details
Sowell Financial Services LLC
5320 NORTHSHORE DRIVE, NORTH LITTLE ROCK, AR
501-219-2434
501-812-6380
Other Info
Sowell Financial Services LLC, a registered AR Limited Liability Company, currently employs a total of 95 individuals, with 70 of them in advisory roles. Their notable clientele consists of 4319 clients. As per their last report to the SEC, their registration status has been approved since May 27, 2005.
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Daniel A. Baratz, CPA/MBA/CFP®
Thank you for visiting our new site. Over the coming months, this website will be developed in concert with the launch of a new firm and branding that will focus on bringing innovative and modern solutions to all of our clients. We are very excited for what is to come and hope that you will…
Direct Owners
-
CHARLES CLIFFORD HICKS
PRESIDENT owns less than 5%
-
CYNTHIA SOWELL
MEMBER owns more than 50% but less than 75%
-
KEITH WILLIAM KRUEGER
CHIEF OPERATING OFFICER owns less than 5%
-
LEILA MEHRIZI SHAVER
CHIEF COMPLIANCE OFFICER owns less than 5%
-
SOWELL MANAGEMENT, INC
MEMBER owns more than 50% but less than 75%
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WILLIAM CHESLEY SOWELL
MANAGING MEMBER/CEO owns less than 5%
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MICHAEL LINDSAY BATES
GENERAL COUNSEL owns less than 5%
-
RODNEY KRESGE
CHIEF COMPLIANCE OFFICER owns less than 5%
Indirect Owners
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WILLIAM CHESLEY SOWELL
PRESIDENT owns more than 50% but less than 75%
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