SPECTRUM ASSET MANAGEMENT INC

Spectrum Asset Management Inc is a California corporation operating with nine advisory employees. Although the number of clients is undisclosed, the company's SEC status is approved and it has been registered since September 4, 1987. With 12 employees, Spectrum Asset Management has developed into a reliable enterprise to entrust assets with.

• KELLY FAMILY TRUST DTD 08/28/1984

  SHAREHOLDER owns more than 10% but less than 25%

• MARC DUANE KELLY

  SHAREHOLDER owns more than 5% but less than 10%

• ROLAND DUANE KELLY

  CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 owns less than 5%

• RYAN LEE KELLY

  CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 owns less than 5%

• RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006

  SHAREHOLDER owns 75% or more

• TONY KYUWHAN JUNG

  CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER owns less than 5%

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