Avoid Fraud, Get The Facts, And Find The Best
Legal Name: TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Jul 17, 2019
| Security |
Shares Held / Principal Amount |
Market Value |
Option |
|
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP (78467Y107)
|
15,881 |
$5,631k |
|
|
ISHARES RUS (464287689)
|
31,069 |
$5,355k |
|
|
SPDR S&P 500 ETF TR TR UNIT (78462F103)
|
14,947 |
$4,379k |
|
|
VANGUARD INDEX FDS SML CP GRW ETF (922908595)
|
23,273 |
$4,334k |
|
|
NESTLE S A (641069406)
|
35,205 |
$3,640k |
|
|
PEPSICO INC (713448108)
|
26,030 |
$3,413k |
|
|
VISA INC COM CL A (92826C839)
|
19,488 |
$3,382k |
|
|
MARSH & MCLENNAN COS (571748102)
|
31,012 |
$3,093k |
|
|
Amazon.com Inc (023135106)
|
1,602 |
$3,034k |
|
|
UNITED TECHNOLOGIES (913017109)
|
22,256 |
$2,898k |
|
|
L3 Harris Technologies, Inc (502431109)
|
15,225 |
$2,879k |
|
|
PayPal Holdings Inc (70450Y103)
|
24,705 |
$2,828k |
|
|
HOME DEPOT INC (437076102)
|
13,560 |
$2,820k |
|
|
ADOBE INC (00724F101)
|
9,561 |
$2,817k |
|
|
LILLY ELI & CO (532457108)
|
24,546 |
$2,719k |
|
|
VANGUARD INDEX FDS GROWTH ETF (922908736)
|
16,396 |
$2,679k |
|
|
KANSAS CITY SOUTHERN (485170302)
|
21,219 |
$2,585k |
|
|
Lockheed Martin Corp (539830109)
|
7,015 |
$2,550k |
|
|
Merck & Co Inc. (MRK) (589331107)
|
30,235 |
$2,535k |
|
|
EDWARDS LIFESCIENCE (28176E108)
|
13,379 |
$2,472k |
|
|
Boeing Co/The (097023105)
|
6,694 |
$2,437k |
|
|
Apple Inc (037833100)
|
11,496 |
$2,275k |
|
|
CONSTELLATION BRANDS (21036P108)
|
11,501 |
$2,265k |
|
|
LVMH Moet Hennessy -ADR (502441306)
|
26,115 |
$2,223k |
|
|
UNITEDHEALTH GRP INC (91324P102)
|
8,869 |
$2,164k |
|
|
MICROSOFT CORP (594918104)
|
15,403 |
$2,063k |
|
|
Elbit Systems Ltd (M3760D101)
|
13,576 |
$2,030k |
|
|
L'Oreal (502117203)
|
35,565 |
$2,023k |
|
|
STARBUCKS CORP (855244109)
|
23,443 |
$1,965k |
|
|
Alphabet Inc (02079K107)
|
1,754 |
$1,896k |
|
|
STRYKER CORP (863667101)
|
9,021 |
$1,855k |
|
|
VANGUARD INDEX FDS SMALL CP ET (922908751)
|
10,483 |
$1,642k |
|
|
Xilinx Inc (983919101)
|
13,672 |
$1,612k |
|
|
INTUITIVE SURGIC INC (46120E602)
|
3,021 |
$1,585k |
|
|
VANGUARD GROUP (921908844)
|
13,422 |
$1,546k |
|
|
BERKSHIRE HATHAWAY CL B (084670207)
|
5,801 |
$1,237k |
|
|
VANGUARD WHITEHALL FDS INC (921946406)
|
13,842 |
$1,210k |
|
|
DELTA AIR LINES (247361702)
|
20,760 |
$1,178k |
|
|
ALPHABET INC (02079K305)
|
1,070 |
$1,159k |
|
|
NVIDIA Corp (67066G104)
|
6,896 |
$1,133k |
|
|
IAC INTERACTIVECORP (44919P508)
|
5,010 |
$1,090k |
|
|
VANGUARD WORLD FDS HEALTH CAR (92204A504)
|
5,893 |
$1,025k |
|
|
Proto Labs Inc (743713109)
|
8,800 |
$1,021k |
|
|
Netflix Inc (64110L106)
|
2,763 |
$1,015k |
|
|
Spotify Technology SA (L8681T102)
|
6,756 |
$988k |
|
|
POWERSHARES QQQ TRUST (73935A104)
|
5,134 |
$959k |
|
|
Axon Enterprise Inc (05464C101)
|
14,355 |
$922k |
|
|
MercadoLibre Inc (58733R102)
|
1,473 |
$901k |
|
|
TOTAL SA (89151E109)
|
14,255 |
$795k |
|
|
UNION PAC CORP (907818108)
|
4,453 |
$753k |
|
|
Square Inc (852234103)
|
9,830 |
$713k |
|
|
VANGUARD INDEX FDS MID CAP ETF (922908629)
|
3,972 |
$664k |
|
|
ISHARES TR (464287457)
|
7,636 |
$647k |
|
|
AEP (025537101)
|
4,460 |
$393k |
|
|
WEC Energy (976657106)
|
4,023 |
$335k |
|
|
VANGUARD INDEX FDS REAL ESTATE ETF (922908553)
|
2,944 |
$257k |
|
|
VANGUARD WORLD FDS CONSUM STP ETF (92204A207)
|
1,330 |
$198k |
|
|
3M CO (88579Y101)
|
1,041 |
$180k |
|
|
COCA-COLA CO (191216100)
|
3,387 |
$172k |
|
|
MCDONALDS CORP (580135101)
|
817 |
$170k |
|
|
SIMON PPTY INC (828806109)
|
1,008 |
$161k |
|
|
VANGUARD WORLD FDS INF TECH ET (92204A702)
|
713 |
$150k |
|
|
PUBLIC STORAGE (74460D109)
|
623 |
$148k |
|
|
MGE ENERGY INC (55277P104)
|
1,379 |
$101k |
|
|
VANGUARD INDEX FDS TOTAL STK MKT (922908769)
|
590 |
$89k |
|
|
ISHARES TR RUS 1000 GRW ETF (464287614)
|
555 |
$87k |
|
|
ABBOTT LABS (002824100)
|
1,009 |
$85k |
|
|
VERIZON COMMUNICATIONS (92343V104)
|
1,475 |
$84k |
|
|
Thermo Fisher Scientific Inc (883556102)
|
275 |
$81k |
|
|
DANAHER CORP (235851102)
|
562 |
$80k |
|
|
SELECT SECTOR SPDR TR SBI HEALTHCARE (81369Y209)
|
847 |
$78k |
|
|
VANGUARD INDEX FDS (922908637)
|
569 |
$77k |
|
|
Bristol-Myers Squibb Co (110122108)
|
1,679 |
$76k |
|
|
MONDELEZ INTL INC (609207105)
|
1,346 |
$73k |
|
|
ISHARES (464288273)
|
1,254 |
$72k |
|
|
CLOROX CO (189054109)
|
387 |
$59k |
|
|
XCEL ENERGY INC (98389B100)
|
916 |
$54k |
|
|
VANGUARD INDEX FDS (922908652)
|
414 |
$49k |
|
|
AQUA AMERICA INC (03836W103)
|
1,145 |
$47k |
|
|
MEDTRONIC INC (585055106)
|
420 |
$41k |
|
|
VANGUARD WORLD FDS (92204A876)
|
300 |
$40k |
|
|
salesforce.com Inc (79466L302)
|
260 |
$39k |
|
|
CDN NATL RAILWAY (136375102)
|
400 |
$37k |
|
|
AFLAC INC (001055102)
|
662 |
$36k |
|
|
ILLINOIS TOOL WORKS (452308109)
|
231 |
$35k |
|
|
VANGUARD BD INDEX FD INC (921937827)
|
402 |
$32k |
|
|
ENTERGY CORP (29364G103)
|
307 |
$32k |
|
|
ISHARES TR RUS 1000 ETF (464287622)
|
192 |
$31k |
|
|
Chevron Corp (166764100)
|
248 |
$31k |
|
|
SCHWAB STRATEGIC TR (808524102)
|
424 |
$30k |
|
|
ALIBABA GROUP HLDG LTD (01609W102)
|
165 |
$28k |
|
|
VANGUARD INDEX FDS VALUE ETF (922908744)
|
245 |
$27k |
|
|
CELGENE CORP (151020104)
|
275 |
$25k |
|
|
Exxon Mobil Corp (30231G102)
|
311 |
$24k |
|
|
ZIMMER BIOMET HLDGS (98956P102)
|
191 |
$23k |
|
|
ISHARES INC CORE MSCI EMKT (46434G103)
|
431 |
$22k |
|
|
VANGUARD INTL EQUITY INDEX F (922042775)
|
430 |
$22k |
|
|
ABBVIE INC (00287Y109)
|
266 |
$19k |
|
|
WORKDAY INC COM USD0.001 CL A (98138H101)
|
86 |
$18k |
|
|
AT&T INC (00206R102)
|
544 |
$18k |
|
|
Hilton Hotels Corp (432848109)
|
162 |
$16k |
|
|
VANGUARD WORLD FDS FINANCIALS (92204A405)
|
218 |
$15k |
|
|
ISHARES (464287887)
|
75 |
$14k |
|
|
SONOS INC COM (83570H108)
|
1,200 |
$14k |
|
|
JPMORGAN CHASE & CO (46625H100)
|
101 |
$11k |
|
|
Splunk Inc (848637104)
|
86 |
$11k |
|
|
ARISTA NETWORKS INC (040413106)
|
40 |
$10k |
|
|
VANGUARD INDEX FDS SM CP VAL ETF (922908611)
|
70 |
$9k |
|
|
COMCAST CORP (20030N101)
|
218 |
$9k |
|
|
ALLSTATE CORP (020002101)
|
83 |
$8k |
|
|
SOUTHERN CO (842587107)
|
119 |
$7k |
|
|
Tesla Inc (88160R101)
|
30 |
$7k |
|
|
BIOGEN INC (09062X103)
|
29 |
$7k |
|
|
DOMO INC (257554105)
|
250 |
$7k |
|
|
HONEYWELL INTL INC (438516106)
|
42 |
$7k |
|
|
UNITED THERAPEUTICS CORP DEL (91307C102)
|
79 |
$6k |
|
|
Green Thumb Industries Inc. (39342L108)
|
500 |
$6k |
|
|
ISHARES (464287879)
|
34 |
$5k |
|
|
MASTERCARD INC (57636Q104)
|
18 |
$5k |
|
|
SLACK TECHNOLOGIES (83088V102)
|
100 |
$4k |
|
|
VANGUARD INDEX FDS MCAP VL IDXVIP (922908512)
|
38 |
$4k |
|
|
AMERICAN OUTDOOR BRN (02874P103)
|
375 |
$3k |
|
|
COLGATE PALMOLIVE CO (194162103)
|
40 |
$3k |
|
|
CRONOS GROUP INC (22717L101)
|
165 |
$3k |
|
|
ISHARES TR RUSSELL 2000 ETF (464287655)
|
15 |
$2k |
|
|
Nutanix Inc (67059N108)
|
75 |
$2k |
|
|
WHEATON PRECIOUS METALS CORP COM NPV ISIN #CA9628791027 SEDOL #B (962879102)
|
95 |
$2k |
|
|
FIRST MAJESTIC SILVER CORP COM (32076V103)
|
225 |
$2k |
|
|
Intrexon Corp (46122T102)
|
83 |
$1k |
|
|
ORGANIGRAM HLDGS INC (68620P101)
|
200 |
$1k |
|
|
Roots Corporation (776652109)
|
400 |
$1k |
|
|
Acushnet Holdings Corp. (005098108)
|
51 |
$1k |
|
|
APHRIA INC (03765K104)
|
125 |
$1k |
|
|
AURORA CANNABIS (05156X108)
|
125 |
$1k |
|
|
CANOPY GROWTH CORP (138035100)
|
25 |
$1k |
|
|
CHARLOTTES WEB HOLDINGS INC COM NPV (16106R109)
|
55 |
$1k |
|
|
Lomiko Metals Inc (54163Q102)
|
350 |
$0k |
|
|
Agritech Worldwide I (00856P109)
|
21,000 |
$0k |
|
|
Genvec CPR (372CPR990)
|
280 |
$0k |
|
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