SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP
(78467Y107)
Funds Reporting Holdings of SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP according to 13F filings
| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Retirement Income Solutions Inc | 62,038 | $21,998,000k | Jun 30, 2019 | Jul 23, 2019 | |
| Conservest Capital Advisors Inc | 236,471 | $83,850k | Jun 30, 2019 | Jul 10, 2019 | |
| Spectrum Management Group Inc | 190,242 | $67,458k | Jun 30, 2019 | Aug 2, 2019 | |
| Spectrum Group Management LLC | 190,242 | $67,458k | Jun 30, 2019 | Aug 2, 2019 | |
| Aperimus Capital LLC | 168,658 | $59,804k | Jun 30, 2019 | Jul 24, 2019 | |
| Berkshire Money Management Inc | 141,150 | $50,050k | Jun 30, 2019 | Jul 29, 2019 | |
| Portland Global Advisors LLC | 101,578 | $36,018k | Jun 30, 2019 | Jul 26, 2019 | |
| Shepherd Financial Partners LLC | 82,741 | $29,339k | Jun 30, 2019 | Aug 5, 2019 | |
| Cumberland Advisors Inc | 76,897 | $27,267k | Jun 30, 2019 | Jul 11, 2019 | |
| Cabana LLC | 72,015 | $24,757k | Jun 30, 2019 | Aug 9, 2019 | |
| Estate Counselors LLC | 59,465 | $21,086k | Jun 30, 2019 | Aug 7, 2019 | |
| Youngs Advisory Group Inc | 40,566 | $14,384k | Jun 30, 2019 | Jul 16, 2019 | |
| Curbstone Financial Management Corporation | 40,540 | $14,375k | Jun 30, 2019 | Jul 9, 2019 | |
| Confluence Wealth Management LLC | 34,014 | $12,061k | Jun 30, 2019 | Aug 9, 2019 | |
| Gentrust LLC | 33,360 | $11,888k | Jun 30, 2019 | Aug 2, 2019 | |
| Wealth Alliance Advisory Group LLC | 32,317 | $11,480k | Jun 30, 2019 | Jul 17, 2019 | |
| Exchange Capital Management Inc | 32,105 | $11,384k | Jun 30, 2019 | Jul 22, 2019 | |
| HUGH Johnson Advisors LLC | 30,871 | $10,947k | Jun 30, 2019 | Aug 6, 2019 | |
| Bronfman EL Rothschild LP | 24,163 | $8,568k | Jun 30, 2019 | Aug 12, 2019 | |
| Empyrean Capital Partners LP | 24,029 | $8,520k | Jun 30, 2019 | Aug 14, 2019 | |
| Kayne Anderson Rudnick Investment Management LLC | 20,270 | $7,179k | Jun 30, 2019 | Aug 14, 2019 | |
| ELM Advisors LLC | 19,176 | $6,800k | Jun 30, 2019 | Jul 3, 2019 | |
| Staley Capital Advisers Inc | 18,115 | $6,423k | Jun 30, 2019 | Aug 9, 2019 | |
| Tower VIEW Investment Management & Research LLC | 15,881 | $5,631k | Jun 30, 2019 | Jul 17, 2019 | |
| Klingman and Associates LLC | 15,793 | $5,600k | Jun 30, 2019 | Jul 24, 2019 | |
| Prelude Capital Management LLC | 15,556 | $5,516k | Jun 30, 2019 | Aug 14, 2019 | |
| Peak Asset Management LLC | 15,455 | $5,480k | Jun 30, 2019 | Aug 15, 2019 | |
| Meristem Family Wealth LLC | 14,915 | $5,289k | Jun 30, 2019 | Aug 6, 2019 | |
| Diversified Portfolios Inc | 14,443 | $5,121k | Jun 30, 2019 | Aug 13, 2019 | |
| ALL Terrain Financial Advisors LLC | 14,279 | $5,063k | Jun 30, 2019 | Aug 14, 2019 | |
| Round Table Services LLC | 14,066 | $4,988k | Jun 30, 2019 | Jul 17, 2019 | |
| Merriman Wealth Management LLC | 1,400 | $4,974k | Jun 30, 2019 | Jul 31, 2019 | |
| Retirement Capital Strategies Inc | 13,615 | $4,828k | Jun 30, 2019 | Aug 2, 2019 | |
| Modera Wealth Management LLC | 13,538 | $4,800k | Jun 30, 2019 | Aug 7, 2019 | |
| Midwest Professional Planners Ltd | 13,212 | $4,685k | Jun 30, 2019 | Aug 12, 2019 | |
| Baltimore-Washington Financial Advisors Inc | 12,974 | $4,600k | Jun 30, 2019 | Jul 25, 2019 | |
| Badgley Phelps and Bell Inc | 12,644 | $4,484k | Jun 30, 2019 | Jul 30, 2019 | |
| Bridgeworth LLC | 12,466 | $4,420k | Jun 30, 2019 | Jul 25, 2019 | |
| Lourd Capital LLC | 12,003 | $4,256k | Jun 30, 2019 | Jul 11, 2019 | |
| SAND Hill Global Advisors LLC | 11,667 | $4,137k | Jun 30, 2019 | Aug 13, 2019 | |
| Evensky & KATZ LLC | 11,092 | $3,831k | Mar 31, 2019 | Aug 6, 2019 | |
| Capital Planning Advisors LLC | 10,199 | $3,617k | Jun 30, 2019 | Aug 9, 2019 | |
| Whitnell & Co | 10,117 | $3,587k | Jun 30, 2019 | Jul 16, 2019 | |
| ST Johns Investment Management Company LLC | 9,846 | $3,491k | Jun 30, 2019 | Jul 24, 2019 | |
| Sawgrass Asset Management LLC | 9,700 | $3,440k | Jun 30, 2019 | Jul 23, 2019 | |
| Murphy Middleton Hinkle & Parker Inc | 9,268 | $3,287k | Jun 30, 2019 | Jul 15, 2019 | |
| Intercontinental Wealth Advisors LLC | 8,593 | $3,047k | Jun 30, 2019 | Aug 2, 2019 | |
| Sonata Capital Group Inc | 8,554 | $3,033k | Jun 30, 2019 | Aug 5, 2019 | |
| JMG Financial Group Ltd | 7,515 | $2,665k | Jun 30, 2019 | Aug 2, 2019 | |
| Fifth Third Securities Inc | 7,088 | $2,522k | Jun 30, 2019 | Jul 30, 2019 | |
| Gilman Hill Asset Management LLC | 6,271 | $2,224k | Jun 30, 2019 | Jul 17, 2019 | |
| Overbrook Management Corporation | 6,234 | $2,211k | Jun 30, 2019 | Aug 13, 2019 | |
| Kelman Lazarov Inc | 5,940 | $2,106k | Jun 30, 2019 | Jul 22, 2019 | |
| Hoylecohen LLC | 5,855 | $2,076k | Jun 30, 2019 | Aug 9, 2019 | |
| ARS Investment Partners LLC | 5,837 | $2,070k | Jun 30, 2019 | Aug 12, 2019 | |
| Private Asset Management Inc | 5,782 | $2,050k | Jun 30, 2019 | Aug 14, 2019 | |
| Financial Asset Management Corp | 5,782 | $2,050k | Jun 30, 2019 | Aug 14, 2019 | |
| Asset Management Corporation | 5,782 | $2,050k | Jun 30, 2019 | Aug 14, 2019 | |
| Asset Management Group Inc | 5,782 | $2,050k | Jun 30, 2019 | Aug 14, 2019 | |
| Trust Asset Management LLC | 5,782 | $2,050k | Jun 30, 2019 | Aug 14, 2019 | |
| Asset Management Group Investment Corp | 5,782 | $2,050k | Jun 30, 2019 | Aug 14, 2019 | |
| Bigsur Wealth Management LLC | 5,450 | $1,951k | Jun 30, 2019 | Jul 5, 2019 | |
| Shoker Investment Counsel Inc | 5,352 | $1,897k | Jun 30, 2019 | Aug 9, 2019 | |
| Crescent Grove Advisors LLC | 4,874 | $1,740k | Jun 30, 2019 | Aug 6, 2019 | |
| Mckinley Carter Wealth Services Inc | 4,666 | $1,655k | Jun 30, 2019 | Aug 2, 2019 | |
| HIGH Falls Advisors Inc | 4,656 | $1,651k | Jun 30, 2019 | Aug 15, 2019 | |
| Lejeune Puetz Investment Counsel | 4,638 | $1,645k | Jun 30, 2019 | Jul 29, 2019 | |
| Cambridge Advisors Inc | 4,477 | $1,587k | Jun 30, 2019 | Jul 26, 2019 | |
| Cambridge Advisors LLC | 4,477 | $1,587k | Jun 30, 2019 | Jul 26, 2019 | |
| BFSG LLC | 4,398 | $1,559k | Jun 30, 2019 | Jul 30, 2019 | |
| Coyle Financial Counsel LLC | 4,205 | $1,491k | Jun 30, 2019 | Aug 13, 2019 | |
| New England Private Wealth Advisors LLC | 4,187 | $1,485k | Jun 30, 2019 | Aug 8, 2019 | |
| Aldebaran Financial Inc | 4,088 | $1,450k | Jun 30, 2019 | Aug 14, 2019 | |
| Lyell Wealth Management LP | 3,548 | $1,268k | Jun 30, 2019 | Aug 1, 2019 | |
| The Mathes Company Inc | 3,550 | $1,259k | Jun 30, 2019 | Jul 29, 2019 | |
| GFS Advisors LLC | 3,477 | $1,233k | Jun 30, 2019 | Aug 1, 2019 | |
| Woodstock Corporation | 3,367 | $1,194k | Jun 30, 2019 | Jul 3, 2019 | |
| 1919 Investment Counsel LLC | 4,673 | $1,166k | Sep 30, 2014 | Nov 14, 2014 | |
| Blue CHIP Wealth Management Inc | 3,264 | $1,157k | Jun 30, 2019 | Aug 13, 2019 | |
| Transamerica Financial Advisors Inc | 3,242 | $1,150k | Jun 30, 2019 | Aug 21, 2019 | |
| Tocqueville Asset Management LP | 3,187 | $1,130k | Jun 30, 2019 | Jul 31, 2019 | |
| Athena Capital Advisors LLC | 3,174 | $1,125k | Jun 30, 2019 | Aug 9, 2019 | |
| Middleton & Company Inc | 3,091 | $1,096k | Jun 30, 2019 | Jul 25, 2019 | |
| Meridian Investment Counsel Inc | 3,074 | $1,090k | Jun 30, 2019 | Aug 13, 2019 | |
| Granite Group Advisors LLC | 2,892 | $1,025k | Jun 30, 2019 | Jul 23, 2019 | |
| Granite Investment Advisors LLC | 2,892 | $1,025k | Jun 30, 2019 | Jul 23, 2019 | |
| Keeler Thomas Management LLC | 2,698 | $957k | Jun 30, 2019 | Jul 31, 2019 | |
| Lenox Wealth Advisors LLC | 2,545 | $903k | Jun 30, 2019 | Jul 12, 2019 | |
| Sigma Investment Counselors Inc | 2,499 | $886k | Jun 30, 2019 | Jul 23, 2019 | |
| Clifford SWAN Investment Counsel LLC | 2,487 | $882k | Jun 30, 2019 | Aug 13, 2019 | |
| GM Advisory Group Inc | 2,434 | $863k | Jun 30, 2019 | Aug 9, 2019 | |
| Alesco Advisors LLC | 2,426 | $860k | Jun 30, 2019 | Aug 14, 2019 | |
| The Fiduciary Group LLC | 2,421 | $858k | Jun 30, 2019 | Aug 14, 2019 | |
| Acorn Wealth Advisors LLC | 2,456 | $851k | Jun 30, 2019 | Aug 14, 2019 | |
| Stadion Money Management LLC | 2,300 | $816k | Jun 30, 2019 | Aug 14, 2019 | |
| Duncker Streett & Co LLC | 2,296 | $814k | Jun 30, 2019 | Jul 24, 2019 | |
| SVA Plumb Wealth Management LLC | 2,167 | $768k | Jun 30, 2019 | Aug 13, 2019 | |
| Keeley-Teton Advisors LLC | 2,069 | $734k | Jun 30, 2019 | Aug 12, 2019 | |
| Neumann Capital Management LLC | 2,045 | $725k | Jun 30, 2019 | Jul 25, 2019 | |
| Quadrant Private Wealth Management LLC | 1,991 | $706k | Jun 30, 2019 | Aug 13, 2019 | |
| ZWJ Investment Counsel Inc | 1,905 | $675k | Jun 30, 2019 | Jul 24, 2019 | |
| Paulson Wealth Management Inc | 1,869 | $666k | Jun 30, 2019 | Jul 30, 2019 | |
| The Roosevelt Investment Group Inc | 1,875 | $665k | Jun 30, 2019 | Aug 8, 2019 | |
| Mcguire Investment Group LLC | 1,861 | $660k | Jun 30, 2019 | Jul 25, 2019 | |
| Fagan Associates Inc | 1,855 | $658k | Jun 30, 2019 | Jul 12, 2019 | |
| Northrock Partners LLC | 1,751 | $623k | Jun 30, 2019 | Aug 12, 2019 | |
| Private Wealth Advisors Inc | 1,721 | $610k | Jun 30, 2019 | Aug 7, 2019 | |
| Wealth Advisors Inc | 1,721 | $610k | Jun 30, 2019 | Aug 7, 2019 | |
| Private Wealth Advisors LLC | 1,721 | $610k | Jun 30, 2019 | Aug 7, 2019 | |
| Wealth Advisors Group LLC | 1,721 | $610k | Jun 30, 2019 | Aug 7, 2019 | |
| Vista Investment Management LLC | 1,632 | $579k | Jun 30, 2019 | Aug 14, 2019 | |
| Osborne Partners Capital Management LLC | 1,624 | $576k | Jun 30, 2019 | Jul 18, 2019 | |
| Bridgecreek Investment Management LLC | 1,500 | $532k | Jun 30, 2019 | Aug 14, 2019 | |
| LONG ROAD Investment Counsel LLC | 1,445 | $512k | Jun 30, 2019 | Aug 9, 2019 | |
| Newfocus Financial Group LLC | 1,434 | $508k | Jun 30, 2019 | Jul 23, 2019 | |
| Crabel Capital Management LLC | 1,391 | $493k | Jun 30, 2019 | Aug 13, 2019 | |
| Evermay Wealth Management LLC | 1,274 | $452k | Jun 30, 2019 | Jul 23, 2019 | |
| Advisory Alpha LLC | 1,261 | $445k | Jun 30, 2019 | Aug 16, 2019 | |
| Columbus Macro LLC | 1,245 | $443k | Jun 30, 2019 | Jul 16, 2019 | |
| Carleon Capital Partners LLC | 1,165 | $414k | Jun 30, 2019 | Aug 13, 2019 | |
| Bingham Osborn & Scarborough LLC | 1,166 | $413k | Jun 30, 2019 | Aug 2, 2019 | |
| Epstein and White Financial LLC | 1,152 | $410k | Jun 30, 2019 | Jul 19, 2019 | |
| Vishria BIRD Financial Group LLC | 1,156 | $410k | Jun 30, 2019 | Jul 15, 2019 | |
| Private Vista LLC | 1,148 | $408k | Jun 30, 2019 | Jul 19, 2019 | |
| Access Financial Services Inc | 1,121 | $397k | Jun 30, 2019 | Jul 24, 2019 | |
| Cadinha & Co LLC | 1,106 | $392k | Jun 30, 2019 | Aug 9, 2019 | |
| Jasper Ridge Partners LP | 1,095 | $388k | Jun 30, 2019 | Aug 9, 2019 | |
| Financial Advisory Service Inc | 1,073 | $380k | Jun 30, 2019 | Jul 25, 2019 | |
| West Chester Capital Advisors Inc | 1,055 | $375k | Jun 30, 2019 | Jul 30, 2019 | |
| REDW Stanley Financial Advisors LLC | 1,052 | $373k | Jun 30, 2019 | Aug 9, 2019 | |
| New England Investment & Retirement Group Inc | 1,019 | $361k | Jun 30, 2019 | Jul 31, 2019 | |
| The Retirement Planning Group Inc | 987 | $350k | Jun 30, 2019 | Jul 25, 2019 | |
| Bluesky Wealth Advisors LLC | 962 | $341k | Jun 30, 2019 | Aug 5, 2019 | |
| Summit Financial Wealth Advisors LLC | 962 | $341k | Jun 30, 2019 | Jul 16, 2019 | |
| Summit Wealth Advisors Inc | 962 | $341k | Jun 30, 2019 | Jul 16, 2019 | |
| Baugh & Associates LLC | 949 | $337k | Jun 30, 2019 | Jul 23, 2019 | |
| Wescap Management Group Inc | 941 | $333k | Jun 30, 2019 | Aug 6, 2019 | |
| Premier Asset Management LLC | 929 | $329k | Jun 30, 2019 | Aug 7, 2019 | |
| Harborview Advisors LLC | 916 | $325k | Jun 30, 2019 | Aug 7, 2019 | |
| Waters Parkerson & Co LLC | 890 | $316k | Jun 30, 2019 | Aug 6, 2019 | |
| Mendel Money Management Inc | 889 | $315k | Jun 30, 2019 | Aug 8, 2019 | |
| Spears Abacus Advisors LLC | 847 | $300k | Jun 30, 2019 | Aug 9, 2019 | |
| Rossmore Private Capital LLC | 845 | $300k | Jun 30, 2019 | Aug 5, 2019 | |
| Telos Capital Management Inc | 831 | $295k | Jun 30, 2019 | Jul 19, 2019 | |
| Gillespie Robinson & Grimm Inc | 818 | $290k | Jun 30, 2019 | Jul 22, 2019 | |
| Janney Capital Management LLC | 818 | $290k | Jun 30, 2019 | Jul 29, 2019 | |
| Leonetti & Associates LLC | 950 | $288k | Dec 31, 2018 | Feb 19, 2019 | |
| Oarsman Capital Inc | 807 | $286k | Jun 30, 2019 | Aug 13, 2019 | |
| RB Capital Management LLC | 800 | $284k | Jun 30, 2019 | Aug 7, 2019 | |
| Marble Harbor Investment Counsel LLC | 800 | $284k | Jun 30, 2019 | Aug 7, 2019 | |
| Cohen Klingenstein LLC | 800 | $284k | Jun 30, 2019 | Jul 15, 2019 | |
| Howard Capital Management Inc | 770 | $273k | Jun 30, 2019 | Jul 24, 2019 | |
| Newport Wealth Strategies Inc | 767 | $271k | Jun 30, 2019 | Jul 22, 2019 | |
| Sunbelt Securities Inc | 739 | $262k | Jun 30, 2019 | Aug 1, 2019 | |
| Isthmus Partners LLC | 740 | $262k | Jun 30, 2019 | Aug 9, 2019 | |
| Personal Resources Investment and Strategic Management Inc | 732 | $260k | Jun 30, 2019 | Aug 6, 2019 | |
| Carret Asset Management LLC | 720 | $255k | Jun 30, 2019 | Aug 12, 2019 | |
| Alphastar Capital Management LLC | 684 | $243k | Jun 30, 2019 | Aug 14, 2019 | |
| KMS Financial Services Inc | 953 | $238k | Sep 30, 2014 | Nov 17, 2014 | |
| Signet Financial Management LLC | 649 | $235k | Jun 30, 2019 | Aug 13, 2019 | |
| Pratt Collard Advisory Partners LLC | 654 | $232k | Jun 30, 2019 | Jul 16, 2019 | |
| Deroy & Devereaux Private Investment Counsel Inc | 650 | $230k | Jun 30, 2019 | Jul 22, 2019 | |
| Carlson Capital Management LLC | 649 | $230k | Jun 30, 2019 | Jul 15, 2019 | |
| The Genwealth Group Inc | 635 | $225k | Jun 30, 2019 | Jul 10, 2019 | |
| Birch Hill Investment Advisors LLC | 613 | $217k | Jun 30, 2019 | Jul 22, 2019 | |
| Thomas Story and SON LLC | 610 | $216k | Jun 30, 2019 | Jul 29, 2019 | |
| Cypress Capital Management LLC | 607 | $215k | Jun 30, 2019 | Aug 5, 2019 | |
| Premise Capital LLC | 8,487 | $214k | Jun 30, 2019 | Aug 13, 2019 | |
| Successful Portfolios LLC | 600 | $213k | Jun 30, 2019 | Jul 11, 2019 | |
| Abbrea Capital LLC | 580 | $207k | Jun 30, 2019 | Jul 31, 2019 | |
| WP Advisors LLC | 578 | $205k | Jun 30, 2019 | Jul 23, 2019 | |
| Wiley Bros-Aintree Capital LLC | 575 | $204k | Jun 30, 2019 | Jul 10, 2019 | |
| Barber Financial Group | 570 | $202k | Jun 30, 2019 | Aug 9, 2019 | |
| First Manhattan Co | 390 | $138k | Jun 30, 2019 | Aug 16, 2019 | |
| Morgan Dempsey Capital Management LLC | 297 | $105k | Jun 30, 2019 | Aug 8, 2019 | |
| Tortoise Investment Management LLC | 199 | $71k | Jun 30, 2019 | Aug 7, 2019 | |
| New Potomac Partners LLC | 161 | $57k | Jun 30, 2019 | Jul 26, 2019 | |
| Horan Securities Inc | 125 | $44k | Jun 30, 2019 | Jul 24, 2019 | |
| America First Investment Advisors LLC | 110 | $39k | Jun 30, 2019 | Jul 29, 2019 | |
| Northstar Asset Management LLC | 100 | $35k | Jun 30, 2019 | Jul 16, 2019 | |
| Northstar Asset Management Inc | 100 | $35k | Jun 30, 2019 | Jul 16, 2019 | |
| The Bollard Group LLC | 80 | $28k | Jun 30, 2019 | Aug 13, 2019 | |
| Mcmillion Capital Management Inc | 25 | $9k | Jun 30, 2019 | Jul 25, 2019 | |
| Lifeplan Financial Group Inc | 8 | $3k | Jun 30, 2019 | Jul 15, 2019 |