Waterton Investment Adviser LLC

Waterton Investment Adviser LLC, also known as WATERTON INVESTMENT ADVISER, L.L.C., is a Delaware Limited Liability Company that employs 203 individuals, with 48 of them working in advisory positions. The firm has been approved by the SEC as of January 27th, 2017, and currently serves 2 clients.

• DAVID REUBEN SCHWARTZ

  CHIEF EXECUTIVE OFFICER AND CHAIRMAN owns less than 5%

• DOUGLAS GEORGE DENYER

  CHIEF FINANCIAL OFFICER owns less than 5%

• ERIN HARRIS ANKIN

  GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER owns less than 5%

• PETER MICHAEL VILIM

  VICE CHAIRMAN owns less than 5%

• RICHARD HANFORD HURD

  CHIEF INVESTMENT OFFICER owns less than 5%

• WATERTON ASSOCIATES L.L.C.

  MEMBER owns 75% or more

• DAVID REUBEN SCHWARTZ

  TRUSTEE

• DAVID SCHWARTZ FAMILY GIFT TRUST

  MEMBER owns more than 25% but less than 50%

• JAMIE DIAMOND SCHWARTZ

  TRUSTEE

• JAMIE DIAMOND SCHWARTZ FAMILY GIFT TRUST

  MEMBER owns more than 50% but less than 75%

• SC INTERMEDIATE, L.L.C.

  MEMBER owns 75% or more

• SCHWARTZ CONSOLIDATED, L.L.C.

  MEMBER owns 75% or more

• WATERTON ENTERPRISES, L.L.C.

  MEMBER owns 75% or more

• BANK OF AMERICA N.A.
  United States
• BANK OF AMERICA NA
  United States
• WELLS FARGO BANK NA
  United States

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