| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Partnervest Advisory Services LLC | 296,533 | $9,547k | Jun 30, 2019 | Aug 7, 2019 | |
| Cetera Advisor Networks LLC | 6,849 | $220k | Jun 30, 2019 | Aug 12, 2019 |
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