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NUVEEN FLOATING RATE INCOME
(67072T108)

Funds Reporting Holdings of NUVEEN FLOATING RATE INCOME according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Cohen & Steers Capital Management Inc 108,716 $1,230k Mar 31, 2015 May 15, 2015
Mariner Financial Group LLC 103,600 $1,020k Jun 30, 2019 Aug 6, 2019
Mariner Investment Group LLC 103,600 $1,020k Jun 30, 2019 Aug 6, 2019
Mariner LLC 103,600 $1,020k Jun 30, 2019 Aug 6, 2019
Cambridge Investment Research Advisors Inc 94,816 $934k Jun 30, 2019 Aug 15, 2019
Edgemoor Investment Advisors Inc 85,312 $840k Jun 30, 2019 Aug 9, 2019
Ionic Capital Management LLC 62,043 $611k Jun 30, 2019 Aug 14, 2019
Shaker Financial Services LLC 57,042 $562k Jun 30, 2019 Aug 8, 2019
Castle Rock Wealth Management LLC 56,606 $550k Jun 30, 2019 Aug 8, 2019
Intrinsic Edge Capital Management LLC 50,000 $493k Jun 30, 2019 Aug 14, 2019
COE Capital Management LLC 33,140 $326k Jun 30, 2019 Aug 14, 2019
Financial Management Inc 26,850 $248k Dec 31, 2018 Jan 30, 2019
Financial & Investment Management Group Ltd 26,850 $248k Dec 31, 2018 Jan 30, 2019
Investment Management Corporation 26,850 $248k Dec 31, 2018 Jan 30, 2019
Private Management Group Inc 26,850 $248k Dec 31, 2018 Jan 30, 2019
Doliver Capital Advisors LP 12,709 $125k Jun 30, 2019 Jul 25, 2019
Robinson Capital Management LLC 8,700 $85k Jun 30, 2019 Jul 23, 2019

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