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Reported Holdings Of The
Broadfin Capital LLC

Legal Name: BROADFIN CAPITAL, LLC

Period of report: Jun 30, 2019
Effectiveness Date: Aug 14, 2019

Security Shares Held / Principal Amount Market Value Option
Iovance Biotherapeutics Inc (462260100) 1,559,299 $38,234k
ARATANA THERAPEUTICS INC (03874P101) 7,258,135 $37,452k
NEVRO CORP COM (64157F103) 488,265 $31,654k
MIRATI THERAPEUTICS INC (60468T105) 200,000 $20,600k Call
BIODELIVERY SCI INTL (09060J106) 4,281,943 $19,911k
ALLERGAN PLC (G0177J108) 114,804 $19,222k
Eiger Biopharmaceuticals Inc (28249U105) 1,656,137 $17,555k
BIOHAVEN PHARMACTL HLDG CO L (G11196105) 400,000 $17,516k Call
GLOBAL BLOOD THERAPEUTICS IN (37890U108) 316,619 $16,654k
ZOGENIX INC (98978L204) 344,762 $16,473k
RECRO PHARMA INC (75629F109) 1,561,617 $15,882k
Catalyst Pharmaceuticals Inc (14888U101) 2,765,070 $10,618k
RETROPHIN INC COM (761299106) 500,000 $10,045k Put
DEXCOM INC (252131107) 63,300 $9,485k
AVADEL PHARMACEUTICALS PLC (05337M104) 3,102,673 $8,967k
SIENTRA INC (82621J105) 1,400,000 $8,624k
LA JOLLA PHARMACEUTICAL CO (503459604) 891,760 $8,249k
STRATA SKIN SCIENCES INC (86272A206) 3,256,615 $8,109k
STRONGBRIDGE BIOPHARMA PLC (G85347105) 2,544,839 $7,965k
VIEWRAY INC COM (92672L107) 866,500 $7,634k
SOL GEL TECHNOLOGIES LTD (M8694L103) 730,100 $6,649k
SI BONE INC COM (825704109) 312,898 $6,364k
QUOTIENT LTD COM NPV (G73268107) 639,756 $5,982k
ANTARES PHARMA INC (036642106) 1,744,147 $5,738k
Incyte Corp (45337C102) 66,600 $5,658k
B. Riley Wealth Management, Inc. (023111206) 291,000 $5,642k
VERICEL CORP (92346J108) 258,150 $4,876k
Optinose Inc (68404V100) 595,900 $4,219k
WRIGHT MEDICAL GROUP NV (NE) (N96617118) 126,400 $3,769k
Myriad Genetics Inc (62855J104) 123,785 $3,439k
ADMA BIOLOGICS INC (000899104) 747,500 $2,893k
ADAMAS PHARMACEUTICALS INC (00548A106) 441,088 $2,735k
NanoString Technologies Inc (63009R109) 74,786 $2,270k
HERON THERAPEUTICS INC (427746102) 100,000 $1,859k Call
MATINAS BIOPHARMA HLDG (576810105) 766,708 $657k

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