Commonwealth Equity Services LLC
Legal Name: COMMONWEALTH EQUITY SERVICES, LLC
Full Contact Details
Commonwealth Equity Services LLC
29 SAWYER ROAD, WALTHAM, MA
781-736-0700
781-398-9905
Other Info
Commonwealth Equity Services LLC, a Massachusetts-based company, has a total of 3,350 employees, with 2,400 working in advisory roles. Their client base includes 11,000 individuals. Registered with the SEC on June 11, 1992, the firm's current status is Approved.
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Direct Owners
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1979 HOLDING COMPANY, LLC
SHAREHOLDER owns 75% or more
-
CHRISTOPHER TRAPNELL KLOMAN
CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, PRESIDENT owns less than 5%
-
DAVID LINUS KELLY
MANAGING PRINCIPAL, TRADING AND BROKERAGE OPERATIONS owns less than 5%
-
JAMES BERNARD ADELMAN
GENERAL COUNSEL, SENIOR VICE PRESIDENT owns less than 5%
-
JOHN JAMES ROONEY
MANAGING PRINCIPAL owns less than 5%
-
JONATHAN CHRISTIAAN BOHS
SENIOR VICE PRESIDENT, BROKERAGE OPERATIONS owns less than 5%
-
JOSEPH SAMUEL DEITCH
CHAIRMAN owns less than 5%
-
KOL BIRKE
MANAGING PRINCIPAL, TECHNOLOGY & CORPORATE STRATEGY owns less than 5%
-
PAUL JONATHAN TOLLEY
CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT owns less than 5%
-
PETER TOMPKINS WHEELER
VICE CHAIRMAN owns less than 5%
-
RICHARD MARCUS HUNTER
PRESIDENT EMERITUS owns less than 5%
-
WAYNE MICHAEL BLOOM
CHIEF EXECUTIVE OFFICER owns less than 5%
-
WILLIAM BRADFORD MCMILLAN
MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER owns less than 5%
Indirect Owners
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CFN HOLDING COMPANY, LLC
SHAREHOLDER owns 75% or more
-
CFN VENTURES, LLC
SHAREHOLDER owns 75% or more
-
GRATITUDE HOLDINGS, INC.
SHAREHOLDER owns 75% or more
-
JOSEPH SAMUEL DEITCH
TRUSTEE
-
LEVEL ABOVE, LLC
SHAREHOLDER owns 75% or more
-
MATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE
SHAREHOLDER owns more than 25% but less than 50%
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