Commonwealth Equity Services LLC
Legal Name: COMMONWEALTH EQUITY SERVICES, LLC
Full Contact Details
Other Info
Commonwealth Equity Services LLC is legally known as COMMONWEALTH EQUITY SERVICES, LLC. It is a MA Limited Liability Company. This firm has 3350 employees, of which 2400 are employees in advisory roles. It serves 11000 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jun 11, 1992.





Direct Owners
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1979 HOLDING COMPANY, LLC
SHAREHOLDER owns 75% or more
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CHRISTOPHER TRAPNELL KLOMAN
CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, PRESIDENT owns less than 5%
-
DAVID LINUS KELLY
MANAGING PRINCIPAL, TRADING AND BROKERAGE OPERATIONS owns less than 5%
-
JAMES BERNARD ADELMAN
GENERAL COUNSEL, SENIOR VICE PRESIDENT owns less than 5%
-
JOHN JAMES ROONEY
MANAGING PRINCIPAL owns less than 5%
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JONATHAN CHRISTIAAN BOHS
SENIOR VICE PRESIDENT, BROKERAGE OPERATIONS owns less than 5%
-
JOSEPH SAMUEL DEITCH
CHAIRMAN owns less than 5%
-
KOL BIRKE
MANAGING PRINCIPAL, TECHNOLOGY & CORPORATE STRATEGY owns less than 5%
-
PAUL JONATHAN TOLLEY
CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT owns less than 5%
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PETER TOMPKINS WHEELER
VICE CHAIRMAN owns less than 5%
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RICHARD MARCUS HUNTER
PRESIDENT EMERITUS owns less than 5%
-
WAYNE MICHAEL BLOOM
CHIEF EXECUTIVE OFFICER owns less than 5%
-
WILLIAM BRADFORD MCMILLAN
MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER owns less than 5%
Indirect Owners
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CFN HOLDING COMPANY, LLC
SHAREHOLDER owns 75% or more
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CFN VENTURES, LLC
SHAREHOLDER owns 75% or more
-
GRATITUDE HOLDINGS, INC.
SHAREHOLDER owns 75% or more
-
JOSEPH SAMUEL DEITCH
TRUSTEE
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LEVEL ABOVE, LLC
SHAREHOLDER owns 75% or more
-
MATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE
SHAREHOLDER owns more than 25% but less than 50%
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