Daiwa SB Investments USA Ltd

Daiwa SB Investments USA Ltd, legally known as SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) INC., is a small corporation with 11 employees, three of whom are advisory personnel. The number of clients served by the firm remains undisclosed. However, according to the last reported SEC status, the firm is approved, indicating its compliance with regulatory requirements.

• HIDEOMI OZAKI

  DIRECTOR owns less than 5%

• HISASHI SHIRAKI

  DIRECTOR owns less than 5%

• SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LMITED

  SHAREHOLDER owns 75% or more

• TOSHIHISA TAMAMURA

  CHIEF COMPLIANCE OFFICER owns less than 5%

• HIROSHI MINAMI

  CHIEF COMPLIANCE OFFICER owns less than 5%

• SMDAM

  SHAREHOLDER owns 75% or more

• SUMITOMO MITSUI FINANCIAL GROUP, INC

  INDIRECT SHAREHOLDER owns more than 50% but less than 75%

• Michaelson Capital SFF II LLC
• DSAM Partners US LLC
• ROUNDHILL INVESTMENTS
• QP Global Family Offices LLC
• Auribeau LLC
• Manikay Partners LLC
• Related Fund Management LLC
• S Goldman Asset Management LLC
• YORK Capital Management Global Advisors LLC
• CION Investment Management LLC

• Analyzing Daiwa SB Investments Ltd.'s Q4 2018 vs Q1 2019 13F holdings comparison

• ISHARES $29,865k
• AVANGRID INC $17,449k
• NEXTERA ENERGY INC $15,692k
• ZOETIS INC $14,448k
• JOHNSON & JOHNSON $14,393k
• XYLEM INC $13,869k
• FIRST SOLAR $13,649k
• LAUREATE EDUCATION INC $13,315k
• AMERICAN WTR WKS CO $12,814k
• BLACKBAUD INC $12,341k