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Reported Holdings Of The
FNY Investment Advisers LLC

Legal Name: FNY INVESTMENT ADVISERS, LLC

Period of report: Jun 30, 2019
Effectiveness Date: Jul 24, 2019

Security Shares Held / Principal Amount Market Value Option
AKOUSTIS TECHNOLOGIES INC (00973N102) 202,957 $1,298k
ALLERGAN PLC (G0177J108) 7,643 $1,279k
ABB LTD (000375204) 28,761 $576k
ABERDEEN ASIA PACIFIC INCOM (003009107) 47,954 $200k
AEROHIVE NETWORKS INC (007786106) 42,499 $188k
AL (00912X302) 4,000 $165k
AERCAP HOLDINGS (N00985106) 3,000 $156k
ACREAGE HOLDINGS ORD (00489Y402) 7,500 $123k
AGNICO EAGLE MINES LTD (008474108) 2,400 $122k
AKAMAI TECH INC (00971T101) 1,350 $108k
AGNC INVT CORP (00123Q104) 6,000 $100k
ADOBE INC (00724F101) 321 $94k
Aegon NV (007924103) 18,200 $90k
AllianceBernstein National Municipal In (01864U106) 4,223 $56k
ALEXCO RESOURCES (01535P106) 36,000 $41k
AK STEEL HOLDING CORP (001547108) 12,804 $30k
ALAMOS GOLD INC NEW (011532108) 3,250 $19k
ALLY FINL INC (02005N100) 529 $16k
AGCO CORP. (001084102) 208 $16k Put
58 COM INC (31680Q104) 247 $15k
AIR T INC (009207101) 900 $15k
ALEXION PHARMACEUTICALS INC CO (015351109) 100 $13k
ADURO BIOTECH INC (00739L101) 6,000 $9k
AAON INC (000360206) 162 $8k
ADT INC (00090Q103) 949 $5k
ALIGN TECHNOLOGY INC (016255101) 20 $5k
ACT II GLOBAL ACQUISITION CO (G0080J112) 300 $3k
ACTIVISION BLIZZARD INC (00507V109) 72 $3k
ALLIANZGI CONVERTIBLE & INCOME CEF (018828103) 648 $3k
ALLIANZGI CONV & INCOME FD I (018825109) 405 $2k
3M CO (88579Y101) 6 $1k Put
ACADIA HEALTHCARE CO INC (00404A109) 40 $1k
ADVANCE AUTO PARTS (00751Y106) 10 $1k Call
ACADIA PHARMACEUTCLS (004225108) 12 $0k Call
ADVANCED MICRO DEVICES INC (007903107) 10 $0k Call
ALLON THERAPEUTICS ORD (019774108) 30,000 $0k

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