MML Investors Services LLC

MML Investors Services LLC, also known as MML INVESTORS SERVICES, LLC, is a Massachusetts Limited Liability Company that employs 7805 individuals, with 5269 working in an advisory role. The number of clients the firm serves is unknown, and the SEC considers its registration as "Approved" since July 13, 1993.

• CHRISTINE SPENCER FREDERICK

  CHIEF COMPLIANCE OFFICER owns less than 5%

• DAVID MICHAEL HOLTZER

  FIELD RISK OFFICER owns less than 5%

• DAVID MYERS MINK

  VICE PRESIDENT AND CHIEF OPERATIONS OFFICER owns less than 5%

• ELIZABETH WARD CHICARES

  DIRECTOR owns less than 5%

• GEOFFREY CRADDOCK

  DIRECTOR owns less than 5%

• JOHN ARTHUR VACCARO

  CEO, CHAIRMAN OF THE BOARD owns less than 5%

• MARY BEA WILKINSON

  VICE PRESIDENT owns less than 5%

• MASSMUTUAL HOLDING LLC

  MEMBER owns 75% or more

• MICHAEL ROBERT FANNING

  DIRECTOR owns less than 5%

• NATHAN L HALL

  CHIEF FINANCIAL OFFICER AND TREASURER owns less than 5%

• ROBERT STEVEN ROSENTHAL

  CHIEF LEGAL OFFICER; VICE PRESIDENT, ASSOC. GEN. COUNSEL & SECRETARY owns less than 5%

• THOMAS K BAUER

  CHIEF TECHNOLOGY OFFICER owns less than 5%

• WENDY ANN BENSON

  PRESIDENT AND DIRECTOR owns less than 5%

• WILLIAM JR MONROE

  VP, CHIEF PRODUCT AND SERVICES OFFICER, REGISTERED OPTIONS PRINCIPAL owns less than 5%

• SUSAN JOANN SCANLON

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

  PARENT COMPANY owns 75% or more

• ST Germain Investment Management Inc
• Mmlisi Financial Alliances LLC
• Schwerin Boyle Capital Management Inc

• Investment Gurus Unveiled: MML Investor Services Q3 2022 vs. Q4 2022 Report