Northrock Partners LLC

Northrock Partners, LLC is a Minnesota-based limited liability company focused on financial advisory. With 42 employees, of which 14 are in advisory roles, it caters to a single client. Its SEC registration, approved on June 13, 2013, establishes its legal identity, placing it within the regulatory framework of US Securities and Exchange Commission.

• JAMES BERNARD LUND

  MANAGING MEMBER, SENIOR VICE PRESIDENT, CCO, FOUNDING PARTNER owns more than 25% but less than 50%

• MATTHEW BARR OLSON

  MANAGING MEMBER owns more than 5% but less than 10%

• ROBERT DEAN NELSON

  MANAGING MEMBER, PRESIDENT & CEO, FOUNDING PARTNER owns more than 50% but less than 75%

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