RiverNorth Capital Management LLC

RIVERNORTH CAPITAL MANAGEMENT, LLC is a Delaware-based limited liability company with 23 employees, 8 of whom occupy advisory roles. While the number of clients they serve is undisclosed, they hold an approved SEC status with a registration date of October 15, 2002.

• BRIAN HAROLD SCHMUCKER

  PRESIDENT, MANAGER owns less than 5%

• JONATHAN MICHAEL MOHRHARDT

  CHIEF OPERATING OFFICER, MANAGER owns less than 5%

• MARCUS LANE COLLINS

  GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER owns less than 5%

• PATRICK WILLIAM GALLEY

  CHIEF INVESTMENT OFFICER, MANAGER owns less than 5%

• RIVERNORTH FINANCIAL HOLDINGS LLC

  MEMBER owns 75% or more

• BRIAN HAROLD SCHMUCKER

  SHAREHOLDER owns more than 25% but less than 50%

• PATRICK WILLIAM GALLEY

  SHAREHOLDER owns more than 25% but less than 50%

• RIVERNORTH HOLDING CO.

  MEMBER owns 75% or more

• NATIONAL FINANCIAL SERVICES LLC
  United States

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• Rivernorth Capital Management Q3 2022 vs. Q4 2022: A Close Look at 13F Holdings Comparison

• EATON VANCE LTD DUR $57,603k
• Highland Floating Rate Opportunities Fund $44,443k
• INVESCO DYNAMIC CR OPP FD $39,845k
• INVESCO SR INCOME TR $37,381k
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• GOLDMAN SACHS MLP ENERGY REN $16,859k
• AllianzGI NFJ Div Int & Prem S $15,449k
• BLACKROCK DEBT STRAT FD INC $14,798k