Southpeak Investment Management LLC

Southpeak Investment Management LLC, a DE Limited Liability Company, has been approved by the U.S. Securities and Exchange Commission since April 2014. With four employees, all in advisory roles, it is unclear how many clients they serve.

• ITF 26 BROADWAY TRUST

  MEMBER OF THE APPLICANT owns more than 10% but less than 25%

• ITF ROBERTS FAMILY TRUST

  MEMBER OF THE APPLICANT owns more than 50% but less than 75%

• ITF SODERBERG FAMILY TRUST

  MEMBER OF THE APPLICANT owns more than 25% but less than 50%

• JENS MATTIAS SODERBERG

  CEO, CHIEF INVESTMENT OFFICER owns less than 5%

• PAUL SAMPSON

  INDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANT owns less than 5%

• SIEW LUAN ATKINSON

  COO, CFO, CCO owns less than 5%

• ZACHARY JAMES ROBERTS

  HEAD OF PORTFOLIO CONSTRUCTION owns less than 5%

• SODERBERG INVESTMENTS PTY LTD

  TRUSTEE OF ITF SODERBERG FAMILY TRUST

• STANDARD COMPANY PTY LTD

  TRUSTEE OF ITF 26 BROADWAY TRUST

• ZACABETH PTY LTD

  TRUSTEE OF ITF ROBERTS FAMILY TRUST

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