Wellington Shields Capital Management LLC

Wellington Shields Capital Management LLC, a NY Limited Liability Company, boasts 22 committed employees who are dedicated to providing advisory roles. While the number of clients this firm serves is currently unknown, their last reported SEC status is listed as Approved, indicating their credibility and expertise. They have been registered since Mar 9, 2010, and continue to be a reliable and trustworthy option for those seeking financial management services.

• DAVID VINCENT SHIELDS

  CEO owns more than 25% but less than 50%

• PAUL IMMO GULDEN

  ELECTED MANAGER owns less than 5%

• PHILIP MICHAEL CURCURU

  VP AND CONTROLLER owns less than 5%

• STEPHEN JOHN PORTAS

  CHIEF COMPLIANCE OFFICER owns less than 5%

• WELLINGTON SHIELDS HOLDINGS, LLC

  MEMBER/OWNER owns 75% or more

• ESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED

  OWNER owns more than 25% but less than 50%

• H. G. WELLINGTON & CO., INC.

  MEMBER/OWNER owns more than 25% but less than 50%

• LAURENCE ARTHUR SHADEK

  ELECTED MANAGER

• MAURY SHIELDS

  EXECUTRIX

• SHIELDS & CO.

  MEMBER/OWNER owns more than 25% but less than 50%

• THOMAS WATERS GRANT

  ELECTED MANAGER

• WILLIAM JAMESON MCFADDEN

  ELECTED MANAGER

• MAN SOLUTIONS (USA) LLC
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• Alden Global Capital LLC
• Metropolitan Partners Group Management LLC
• Amber Capital LP
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• 40 North Management LLC
• LEND Academy Investments LLC
• Jefferies Capital Partners LLC

• Wellington Shields Capital Management Q3 2022 vs. Q4 2022 Fund Comparison

• FLOWERS FOODS INC $153,318k
• Apple Inc $12,746k
• Exxon Mobil Corp $11,784k
• Amazon.com Inc $9,748k
• EDWARDS LIFESCIENCE $8,458k
• ALPHABET INC $7,642k
• Alphabet Inc $7,103k
• AT&T INC $6,696k
• CVS HEALTH CORP $5,097k
• Facebook Inc $4,877k