NOVARTIS AG
(66987V109)
Funds Reporting Holdings of NOVARTIS AG according to 13F filings
| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Tower Bridge Advisors Inc | 111,294 | $10,162,255k | Jun 30, 2019 | Aug 6, 2019 | |
| Dodge & COX | 29,424,569 | $2,686,757k | Jun 30, 2019 | Aug 13, 2019 | |
| Brown Brothers Harriman & Co | 5,948,523 | $543,160k | Jun 30, 2019 | Aug 14, 2019 | |
| Mawer Investment Management Ltd | 5,813,946 | $530,871k | Jun 30, 2019 | Aug 6, 2019 | |
| Charles Schwab Investment Advisory Inc | 4,229,178 | $386,166k | Jun 30, 2019 | Aug 12, 2019 | |
| Aristotle Capital Management LLC | 3,396,680 | $310,151k | Jun 30, 2019 | Aug 14, 2019 | |
| Schafer Cullen Capital Management Inc | 2,776,261 | $244,838k | Jun 30, 2019 | Jul 30, 2019 | |
| Scharf Investments LLC | 1,278,557 | $116,745k | Jun 30, 2019 | Aug 13, 2019 | |
| Cullen Capital Management LLC | 866,666 | $79,135k | Jun 30, 2019 | Jul 30, 2019 | |
| Madison Investment Holdings Inc | 859,967 | $78,524k | Jun 30, 2019 | Aug 13, 2019 | |
| Tocqueville Asset Management LP | 382,505 | $34,927k | Jun 30, 2019 | Jul 31, 2019 | |
| Woodley Farra Manion Portfolio Management Inc | 369,831 | $33,769k | Jun 30, 2019 | Aug 12, 2019 | |
| Douglas Lane & Associates LLC | 343,203 | $31,338k | Jun 30, 2019 | Jul 8, 2019 | |
| Causeway Capital Management LLC | 277,339 | $25,324k | Jun 30, 2019 | Aug 14, 2019 | |
| Tekla Capital Management LLC | 277,047 | $25,297k | Jun 30, 2019 | Aug 14, 2019 | |
| Guardian Capital LP | 274,789 | $25,091k | Jun 30, 2019 | Aug 14, 2019 | |
| Point72 Asset Management LP | 266,900 | $24,371k | Jun 30, 2019 | Aug 14, 2019 | |
| Osterweis Capital Management Inc | 203,486 | $18,580k | Jun 30, 2019 | Aug 14, 2019 | |
| Osterweis Capital Management LLC | 203,486 | $18,580k | Jun 30, 2019 | Aug 14, 2019 | |
| Edgemoor Investment Advisors Inc | 201,434 | $18,393k | Jun 30, 2019 | Aug 9, 2019 | |
| Sectoral Asset Management Inc | 182,646 | $16,677k | Jun 30, 2019 | Aug 14, 2019 | |
| Thornburg Investment Management Inc | 171,638 | $15,672k | Jun 30, 2019 | Aug 6, 2019 | |
| Boston Common Asset Management LLC | 169,314 | $15,460k | Jun 30, 2019 | Jul 26, 2019 | |
| Corda Investment Management LLC | 160,999 | $14,700k | Jun 30, 2019 | Aug 9, 2019 | |
| Tweedy Browne Company LLC | 159,259 | $14,542k | Jun 30, 2019 | Aug 5, 2019 | |
| Martin Investment Management LLC | 133,420 | $12,183k | Jun 30, 2019 | Aug 7, 2019 | |
| Chilton Capital Management LLC | 130,712 | $11,935k | Jun 30, 2019 | Aug 13, 2019 | |
| Grandfield & DODD LLC | 123,353 | $11,263k | Jun 30, 2019 | Jul 29, 2019 | |
| Wilkins Investment Counsel Inc | 122,295 | $11,167k | Jun 30, 2019 | Aug 9, 2019 | |
| Gabelli Funds LLC | 100,000 | $9,131k | Jun 30, 2019 | Aug 2, 2019 | |
| Wallace Capital Management Inc | 99,157 | $9,054k | Jun 30, 2019 | Aug 12, 2019 | |
| SIO Capital Management LLC | 90,870 | $8,297k | Jun 30, 2019 | Aug 14, 2019 | |
| Buckhead Capital Management LLC | 89,561 | $8,178k | Jun 30, 2019 | Aug 1, 2019 | |
| Cohen Capital Management Inc | 82,783 | $7,559k | Jun 30, 2019 | Aug 7, 2019 | |
| First Manhattan Co | 82,733 | $7,554k | Jun 30, 2019 | Aug 16, 2019 | |
| Greenwood Gearhart Inc | 79,296 | $7,241k | Jun 30, 2019 | Aug 7, 2019 | |
| Grassi Investment Management LLC | 71,971 | $6,572k | Jun 30, 2019 | Jul 10, 2019 | |
| Mengis Capital Management Inc | 69,013 | $6,301k | Jun 30, 2019 | Jul 18, 2019 | |
| The Investment House LLC | 66,066 | $6,032k | Jun 30, 2019 | Aug 5, 2019 | |
| Perkins Investment Management LLC | 76,734 | $5,699k | Mar 31, 2017 | May 15, 2017 | |
| Tradition Capital Management LLC | 58,326 | $5,607k | Mar 31, 2019 | May 7, 2019 | |
| Bourgeon Capital Management LLC | 56,006 | $5,114k | Jun 30, 2019 | Jul 18, 2019 | |
| Garland Capital Management Inc | 54,940 | $5,017k | Jun 30, 2019 | Jul 24, 2019 | |
| Hamel Associates Inc | 53,881 | $4,920k | Jun 30, 2019 | Aug 5, 2019 | |
| Jolley Asset Management LLC | 50,853 | $4,643k | Jun 30, 2019 | Jul 22, 2019 | |
| Cambridge Investment Research Advisors Inc | 47,678 | $4,354k | Jun 30, 2019 | Aug 15, 2019 | |
| Carret Asset Management LLC | 47,618 | $4,348k | Jun 30, 2019 | Aug 12, 2019 | |
| Brookmont Capital Management LLC | 46,382 | $4,235k | Jun 30, 2019 | Jul 18, 2019 | |
| Guardian Capital Advisors LP | 43,518 | $4,025k | Jun 30, 2019 | Aug 14, 2019 | |
| Howland Capital Management LLC | 43,077 | $3,933k | Jun 30, 2019 | Jul 17, 2019 | |
| Zevin Asset Management LLC | 41,236 | $3,765k | Jun 30, 2019 | Aug 6, 2019 | |
| Benson Investment Management Company Inc | 41,110 | $3,754k | Jun 30, 2019 | Jul 11, 2019 | |
| Matthew GOFF Investment Advisor LLC | 40,894 | $3,734k | Jun 30, 2019 | Aug 5, 2019 | |
| Telos Capital Management Inc | 39,722 | $3,627k | Jun 30, 2019 | Jul 19, 2019 | |
| Friess Associates LLC | 39,235 | $3,583k | Jun 30, 2019 | Aug 14, 2019 | |
| American Money Management LLC | 37,104 | $3,388k | Jun 30, 2019 | Aug 12, 2019 | |
| Cubic Asset Management LLC | 37,013 | $3,380k | Jun 30, 2019 | Jul 29, 2019 | |
| Woodmont Investment Counsel LLC | 31,656 | $2,891k | Jun 30, 2019 | Aug 14, 2019 | |
| Prelude Capital Management LLC | 29,656 | $2,708k | Jun 30, 2019 | Aug 14, 2019 | |
| Ipswich Investment Management Company Inc | 29,363 | $2,681k | Jun 30, 2019 | Jul 11, 2019 | |
| Quadrant Capital Management LLC | 29,131 | $2,660k | Jun 30, 2019 | Aug 8, 2019 | |
| Kayne Anderson Rudnick Investment Management LLC | 28,888 | $2,638k | Jun 30, 2019 | Aug 14, 2019 | |
| Canal Capital Management LLC | 28,672 | $2,618k | Jun 30, 2019 | Jul 31, 2019 | |
| Abbot Financial Management Inc | 27,376 | $2,500k | Jun 30, 2019 | Aug 8, 2019 | |
| Court Place Advisors LLC | 23,827 | $2,176k | Jun 30, 2019 | Jul 30, 2019 | |
| Golub Group LLC | 23,408 | $2,137k | Jun 30, 2019 | Aug 13, 2019 | |
| Strategic Global Advisors LLC | 22,182 | $2,025k | Jun 30, 2019 | Aug 13, 2019 | |
| DUFF & Phelps Investment Management Co | 22,021 | $2,009k | Jun 30, 2019 | Aug 2, 2019 | |
| LOWE Brockenbrough & Company Inc | 21,098 | $1,926k | Jun 30, 2019 | Aug 12, 2019 | |
| CWA Asset Management Group LLC | 20,594 | $1,880k | Jun 30, 2019 | Aug 13, 2019 | |
| Hansberger Growth Investors LP | 20,106 | $1,836k | Jun 30, 2019 | Aug 13, 2019 | |
| Greatmark Investment Partners Inc | 19,877 | $1,815k | Jun 30, 2019 | Aug 5, 2019 | |
| Pagnatokarp Partners LLC | 18,887 | $1,725k | Jun 30, 2019 | Aug 8, 2019 | |
| GFS Advisors LLC | 18,375 | $1,678k | Jun 30, 2019 | Aug 1, 2019 | |
| Independent Investors Inc | 17,900 | $1,634k | Jun 30, 2019 | Jul 18, 2019 | |
| West Oak Capital LLC | 17,255 | $1,576k | Jun 30, 2019 | Jul 12, 2019 | |
| Chelsea Counsel Company | 19,800 | $1,496k | Jun 30, 2018 | Oct 3, 2018 | |
| 1919 Investment Counsel LLC | 15,807 | $1,488k | Sep 30, 2014 | Nov 14, 2014 | |
| Arnhold LLC | 15,848 | $1,447k | Jun 30, 2019 | Aug 8, 2019 | |
| Benedict Financial Advisors Inc | 15,751 | $1,438k | Jun 30, 2019 | Aug 1, 2019 | |
| Mirador Capital Partners LP | 15,330 | $1,400k | Jun 30, 2019 | Aug 6, 2019 | |
| Cambridge Advisors Inc | 14,925 | $1,363k | Jun 30, 2019 | Jul 26, 2019 | |
| Cambridge Advisors LLC | 14,925 | $1,363k | Jun 30, 2019 | Jul 26, 2019 | |
| Marco Investment Management LLC | 14,535 | $1,327k | Jun 30, 2019 | Aug 6, 2019 | |
| Ativo Capital Management LLC | 14,463 | $1,321k | Jun 30, 2019 | Aug 14, 2019 | |
| DB Root & Company LLC | 14,439 | $1,318k | Jun 30, 2019 | Jul 19, 2019 | |
| Wheatland Advisors Inc | 13,675 | $1,249k | Jun 30, 2019 | Aug 7, 2019 | |
| Hutner Capital Management Inc | 13,228 | $1,208k | Jun 30, 2019 | Aug 7, 2019 | |
| Albert D Mason Inc | 13,109 | $1,197k | Jun 30, 2019 | Jul 30, 2019 | |
| Oarsman Capital Inc | 12,840 | $1,172k | Jun 30, 2019 | Aug 13, 2019 | |
| Hall Capital Management Company Inc | 12,791 | $1,168k | Jun 30, 2019 | Aug 14, 2019 | |
| Becker Capital Management Inc | 12,793 | $1,168k | Jun 30, 2019 | Aug 8, 2019 | |
| Gratus Capital LLC | 11,974 | $1,093k | Jun 30, 2019 | Aug 7, 2019 | |
| Managed Asset Portfolios LLC | 11,950 | $1,091k | Jun 30, 2019 | Aug 8, 2019 | |
| Abbrea Capital LLC | 11,715 | $1,070k | Jun 30, 2019 | Jul 31, 2019 | |
| The Rikoon Group LLC | 11,632 | $1,062k | Jun 30, 2019 | Aug 6, 2019 | |
| KMS Financial Services Inc | 10,304 | $970k | Sep 30, 2014 | Nov 17, 2014 | |
| Moloney Securities Asset Management LLC | 10,486 | $958k | Jun 30, 2019 | Jul 29, 2019 | |
| Klingenstein Fields & Co LLC | 9,908 | $905k | Jun 30, 2019 | Aug 12, 2019 | |
| Taurus Asset Management LLC | 9,750 | $890k | Jun 30, 2019 | Aug 14, 2019 | |
| Hartwell J M Ltd Partnership | 9,697 | $885k | Jun 30, 2019 | Jul 31, 2019 | |
| Bowen Hanes & Co Inc | 9,496 | $867k | Jun 30, 2019 | Aug 13, 2019 | |
| Salem Capital Management Inc | 9,344 | $853k | Jun 30, 2019 | Jul 9, 2019 | |
| Cfo4Life Group LLC | 9,055 | $827k | Jun 30, 2019 | Jul 29, 2019 | |
| Schulhoff & Co Inc | 8,976 | $819k | Jun 30, 2019 | Aug 7, 2019 | |
| Pacer Advisors Inc | 8,949 | $817k | Jun 30, 2019 | Aug 12, 2019 | |
| Andesa Financial Management Inc | 8,890 | $812k | Jun 30, 2019 | Jul 30, 2019 | |
| Dillon & Associates Inc | 8,762 | $797k | Jun 30, 2019 | Jul 22, 2019 | |
| Boston Advisors LLC | 8,701 | $794k | Jun 30, 2019 | Jul 30, 2019 | |
| Northstar Wealth Partners LLC | 8,685 | $793k | Jun 30, 2019 | Aug 15, 2019 | |
| Argyle Capital Management Inc | 8,625 | $788k | Jun 30, 2019 | Jul 25, 2019 | |
| Clear Perspective Advisors LLC | 8,482 | $774k | Jun 30, 2019 | Aug 12, 2019 | |
| Woodstock Corporation | 7,642 | $698k | Jun 30, 2019 | Jul 3, 2019 | |
| Violich Capital Management | 7,440 | $679k | Jun 30, 2019 | Jul 22, 2019 | |
| MRAZ Amerine & Associates Inc | 7,306 | $667k | Jun 30, 2019 | Aug 2, 2019 | |
| Nicholas Hoffman & Company LLC | 7,219 | $659k | Jun 30, 2019 | Aug 12, 2019 | |
| Plancorp LLC | 7,162 | $654k | Jun 30, 2019 | Aug 13, 2019 | |
| E & G Advisors LP | 6,918 | $632k | Jun 30, 2019 | Jul 12, 2019 | |
| BFSG LLC | 6,895 | $630k | Jun 30, 2019 | Jul 30, 2019 | |
| TT International | 6,872 | $627k | Jun 30, 2019 | Aug 12, 2019 | |
| Murphy Capital Management Inc | 6,455 | $589k | Jun 30, 2019 | Jul 22, 2019 | |
| Biltmore Family Office LLC | 6,417 | $586k | Jun 30, 2019 | Jul 31, 2019 | |
| Lejeune Puetz Investment Counsel | 6,291 | $574k | Jun 30, 2019 | Jul 29, 2019 | |
| Mastrapasqua Asset Management Inc | 6,275 | $573k | Jun 30, 2019 | Aug 12, 2019 | |
| Henry James International Management Inc | 6,278 | $573k | Jun 30, 2019 | Jul 17, 2019 | |
| HUGH Johnson Advisors LLC | 6,225 | $568k | Jun 30, 2019 | Aug 6, 2019 | |
| F3Logic LLC | 6,001 | $549k | Jun 30, 2019 | Aug 2, 2019 | |
| Cohen Klingenstein LLC | 6,000 | $548k | Jun 30, 2019 | Jul 15, 2019 | |
| Cookson Peirce & Co Inc | 5,970 | $545k | Jun 30, 2019 | Jul 31, 2019 | |
| Stearns Financial Services Group Inc | 5,405 | $494k | Jun 30, 2019 | Aug 14, 2019 | |
| YHB Investment Advisors Inc | 5,353 | $489k | Jun 30, 2019 | Jul 15, 2019 | |
| Port Capital LLC | 5,333 | $487k | Jun 30, 2019 | Aug 14, 2019 | |
| Appleton Partners Inc | 5,115 | $467k | Jun 30, 2019 | Jul 25, 2019 | |
| Hoylecohen LLC | 5,112 | $467k | Jun 30, 2019 | Aug 9, 2019 | |
| ARS Investment Partners LLC | 4,900 | $447k | Jun 30, 2019 | Aug 12, 2019 | |
| Poehling Capital Management Inc | 4,810 | $439k | Jun 30, 2019 | Aug 9, 2019 | |
| Armor Investment Advisors LLC | 4,800 | $438k | Jun 30, 2019 | Aug 13, 2019 | |
| Armor Advisors LLC | 4,800 | $438k | Jun 30, 2019 | Aug 13, 2019 | |
| Private Wealth Partners LLC | 4,569 | $417k | Jun 30, 2019 | Aug 6, 2019 | |
| and Wealth Partners LLC | 4,569 | $417k | Jun 30, 2019 | Aug 6, 2019 | |
| Summit Financial Group Inc | 4,426 | $404k | Jun 30, 2019 | Jul 3, 2019 | |
| Summit Financial LLC | 4,426 | $404k | Jun 30, 2019 | Jul 3, 2019 | |
| Badgley Phelps and Bell Inc | 4,347 | $397k | Jun 30, 2019 | Jul 30, 2019 | |
| GSB Wealth Management LLC | 4,210 | $384k | Jun 30, 2019 | Aug 9, 2019 | |
| Oak Ridge Investments LLC | 4,155 | $379k | Jun 30, 2019 | Aug 14, 2019 | |
| Aureus Asset Management LLC | 4,135 | $378k | Jun 30, 2019 | Aug 14, 2019 | |
| STA Wealth Management LLC | 4,090 | $373k | Jun 30, 2019 | Aug 14, 2019 | |
| Blue FIN Capital Inc | 3,891 | $355k | Jun 30, 2019 | Jul 22, 2019 | |
| Round Hill Asset Management Inc | 3,850 | $352k | Jun 30, 2019 | Aug 13, 2019 | |
| West Coast Financial LLC | 3,788 | $346k | Jun 30, 2019 | Jul 16, 2019 | |
| HIGH Pointe Capital Management LLC | 3,750 | $342k | Jun 30, 2019 | Aug 12, 2019 | |
| Murphy Middleton Hinkle & Parker Inc | 3,718 | $339k | Jun 30, 2019 | Jul 15, 2019 | |
| Mitchell Mcleod PUGH & Williams Inc | 3,704 | $338k | Jun 30, 2019 | Jul 9, 2019 | |
| Kelman Lazarov Inc | 3,580 | $327k | Jun 30, 2019 | Jul 22, 2019 | |
| Shoker Investment Counsel Inc | 3,577 | $326k | Jun 30, 2019 | Aug 9, 2019 | |
| First Light Asset Management LLC | 3,535 | $323k | Jun 30, 2019 | Aug 14, 2019 | |
| Family Legacy Inc | 3,520 | $321k | Jun 30, 2019 | Jul 25, 2019 | |
| Private Harbour Investment Management & Counsel LLC | 3,450 | $315k | Jun 30, 2019 | Aug 6, 2019 | |
| Berkeley Capital Partners LLC | 3,428 | $313k | Jun 30, 2019 | Aug 8, 2019 | |
| Cornell Pochily Investment Advisors Inc | 3,368 | $308k | Jun 30, 2019 | Jul 22, 2019 | |
| Miles Capital Inc | 3,325 | $304k | Jun 30, 2019 | Aug 13, 2019 | |
| The Northstar Group Inc | 3,179 | $290k | Jun 30, 2019 | Jul 12, 2019 | |
| Northstar Company LLC | 3,179 | $290k | Jun 30, 2019 | Jul 12, 2019 | |
| Dorchester Wealth Management Company | 3,115 | $284k | Jun 30, 2019 | Jul 19, 2019 | |
| Bruderman Asset Management LLC | 3,058 | $279k | Jun 30, 2019 | Aug 12, 2019 | |
| Deroy & Devereaux Private Investment Counsel Inc | 2,925 | $267k | Jun 30, 2019 | Jul 22, 2019 | |
| FORT PITT Capital Group LLC | 2,925 | $267k | Jun 30, 2019 | Aug 9, 2019 | |
| Summit Financial Wealth Advisors LLC | 2,905 | $265k | Jun 30, 2019 | Jul 16, 2019 | |
| Summit Wealth Advisors Inc | 2,905 | $265k | Jun 30, 2019 | Jul 16, 2019 | |
| Ancora Family Wealth Advisors LLC | 3,322 | $262k | Sep 30, 2016 | Nov 4, 2016 | |
| Foundations Investment Advisors LLC | 2,681 | $248k | Jun 30, 2019 | Jul 8, 2019 | |
| Eagle Ridge Investment Management LLC | 2,696 | $246k | Jun 30, 2019 | Aug 1, 2019 | |
| Osborne Partners Capital Management LLC | 2,675 | $244k | Jun 30, 2019 | Jul 18, 2019 | |
| South Street Advisors LLC | 2,600 | $237k | Jun 30, 2019 | Jul 22, 2019 | |
| KCS Wealth Advisory LLC | 2,535 | $231k | Jun 30, 2019 | Jul 29, 2019 | |
| Wealth Alliance Advisory Group LLC | 2,549 | $228k | Jun 30, 2019 | Jul 17, 2019 | |
| River ROAD Asset Management LLC | 2,437 | $223k | Jun 30, 2019 | Aug 12, 2019 | |
| OFI Advisors LLC | 2,360 | $217k | Sep 30, 2015 | Nov 16, 2015 | |
| New England Asset Management Inc | 2,250 | $205k | Jun 30, 2019 | Aug 14, 2019 | |
| Security Asset Management Inc | 2,039 | $186k | Jun 30, 2019 | Aug 6, 2019 | |
| Wells Trecaso Financial Group LLC | 1,232 | $112k | Jun 30, 2019 | Jul 22, 2019 | |
| Payden & Rygel | 876 | $80k | Jun 30, 2019 | Aug 6, 2019 | |
| Spectrum Management Group Inc | 695 | $63k | Jun 30, 2019 | Aug 2, 2019 | |
| Spectrum Group Management LLC | 695 | $63k | Jun 30, 2019 | Aug 2, 2019 | |
| Plante Moran Financial Advisors LLC | 475 | $43k | Jun 30, 2019 | Aug 13, 2019 | |
| The Fiduciary Group LLC | 411 | $38k | Jun 30, 2019 | Aug 14, 2019 | |
| Global Trust Asset Management LLC | 375 | $34k | Jun 30, 2019 | Jul 23, 2019 | |
| Whitnell & Co | 200 | $18k | Jun 30, 2019 | Jul 16, 2019 | |
| Lombard Odier Transatlantic Limited | 150 | $12k | Sep 30, 2016 | Nov 14, 2016 | |
| Cowen Prime Services LLC | 100 | $9k | Jun 30, 2019 | Jul 31, 2019 |