Rockwood Capital LLC

Rockwood Capital LLC, a Delaware-based Limited Liability Company, operates with 52 advisory employees and serves an undisclosed number of clients. The firm's current SEC status is Approved, with a registration date of March 30, 2012.

• ANDREW RONALD BLANCHARD

  PARTNER owns less than 5%

• ANTHONY LARINO

  PARTNER owns less than 5%

• DAVID ALEXANDER STREICHER

  PARTNER owns more than 5% but less than 10%

• DAVID IMMANUEL BECKER

  CHIEF LEGAL OFFICER/PARTNER owns more than 5% but less than 10%

• EDMOND APOSTOLOS KAVOUNAS

  RETIRED CHAIRMAN AND PARTNER owns more than 10% but less than 25%

• JACLYN CHRISTINE CHOU

  DIRECTOR, FINANCIAL OPERATIONS owns less than 5%

• JENNIFER ANN LEVY

  RETIRED CHIEF FINANCIAL OFFICER/PARTNER owns less than 5%

• MAYSA VAHIDI

  CHIEF COMPLIANCE OFFICER owns less than 5%

• NEIL HARVEY SMITH

  RETIRED PARTNER owns less than 5%

• NIRAJ RAMESH SHAH

  PARTNER owns less than 5%

• PETER ANTHONY KAYE

  PARTNER owns more than 5% but less than 10%

• PETER JOHN FALCO

  RETIRED PARTNER, SENIOR STRATEGIC ADVISOR owns more than 10% but less than 25%

• ROBERT LAWRENCE GRAY

  PARTNER owns more than 10% but less than 25%

• ROCKWOOD CAPITAL CORPORATION

  MEMBER OF ADVISER owns more than 10% but less than 25%

• ROCKWOOD CAPITAL, LLC

  SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER) owns 75% or more

• TYSON EVERETT SKILLINGS

  PARTNER owns more than 5% but less than 10%

• WALTER PETER SCHMIDT

  PARTNER owns more than 10% but less than 25%

• EDMOND APOSTOLOS KAVOUNAS

  SHAREHOLDER owns more than 25% but less than 50%

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