TCI Wealth Advisors Inc

TCI Wealth Advisors, legally known as TCI WEALTH ADVISORS, INC., is an established AZ Corporation that employs 77 people, including 24 employees in advisory positions. Serving 29 clients, the firm's SEC status is listed as approved, and has been registered since August 30, 1990, cementing its reputation as a seasoned and experienced financial services provider.

• CATHERINE ANN NICHOLS

  PRESIDENT, TREASURER, AND CHIEF COMPLIANCE OFFICER owns more than 5% but less than 10%

• DOUGLAS LEE NELSON

  SHAREHOLDER, DIRECTOR, CHAIRMAN OF THE BOARD owns more than 10% but less than 25%

• GUY WESLEY HOLMAN

  SHAREHOLDER AND DIRECTOR owns more than 5% but less than 10%

• JOHN J. AND KELLY H. STEPHENS FAMILY TRUST

  SHAREHOLDER owns more than 10% but less than 25%

• JOHN JOSEPH STEPHENS

  CHIEF EXECUTIVE OFFICER owns less than 5%

• LORI ANN BOOTH-HOULE

  DIRECTOR owns less than 5%

• MICHAEL ANTHONY GROSSO

  DIRECTOR owns more than 5% but less than 10%

• MICHAEL ANTHONY GROSSO LIVING TRUST

  SHAREHOLDER owns more than 5% but less than 10%

• MOSS FAMILY TRUST

  SHAREHOLDER owns more than 5% but less than 10%

• ROBERT C. AND LISA Y. SWIFT LIVING TRUST

  SHAREHOLDER owns more than 10% but less than 25%

• KELLY H STEPHENS

  TRUSTEE owns more than 50% but less than 75%

• LISA YVONNE SWIFT

  TRUSTEE owns more than 50% but less than 75%

• PEGGY MOSS

  TRUSTEE owns 75% or more

• ROBERT CLARKSON SWIFT

  TRUSTEE owns more than 50% but less than 75%

• WILLIAM DWIGHT MOSS

  TRUSTEE owns 75% or more

• Sonora Investment Management LLC
• Davis Selected Advisers LP
• IMUS Wilkinson Investment Management LLC
• Financial Directions LLC
• TCI Foundation Inc
• SOUTHWEST INVESTMENT ADVISORS, INC.
• GORDIAN ADVISORS, LLC
• Secure Investment Management LLC
• Good Steward Capital Management Inc
• Capital West Partners LLC

• TCI Wealth Advisors, Inc. Q4 2022 vs. Q1 2023: The Ups and Downs of 13F Holdings