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Reported Holdings Of The
Kaizen Advisory LLC

Legal Name: KAIZEN ADVISORY, LLC

Period of report: Dec 31, 2018
Effectiveness Date: Feb 15, 2019

Security Shares Held / Principal Amount Market Value Option
Amazon.com Inc (023135106) 1,070 $1,607k
Alphabet Inc (02079K107) 828 $857k
ALPHABET INC (02079K305) 811 $847k
ABBVIE INC (00287Y109) 4,151 $383k
AMGEN INC (031162100) 1,837 $358k
ABBOTT LABS (002824100) 4,806 $348k
3M CO (88579Y101) 1,584 $302k
ADOBE INC (00724F101) 1,328 $300k
ALTRIA GROUP INC (02209S103) 5,054 $250k
ACCENTURE PLC IRELAND (G1151C101) 1,718 $242k
AMERICAN TOWER CORP NEW (03027X100) 1,212 $192k
American Express Co. (025816109) 1,922 $183k
ALLERGAN PLC (G0177J108) 848 $113k
ACTIVISION BLIZZARD INC (00507V109) 2,163 $101k
AEP (025537101) 1,306 $98k
AFLAC INC (001055102) 2,076 $95k
American International Group (026874784) 2,352 $93k
AIR PRODS & CHEMS INC (009158106) 574 $92k
ALLSTATE CORP (020002101) 934 $77k
AMPHENOL CORPORATION (032095101) 782 $63k
ANADARKO PETE (032511107) 1,390 $61k
ALEXION PHARMACEUTICALS INC CO (015351109) 610 $59k
AGILENT TECHNOLOGIES INC (00846U101) 853 $58k
AMEREN CORPORATION (023608102) 643 $42k
AMERICAN WTR WKS CO (030420103) 468 $42k
AMERIPRISE FINL INC (03076C106) 389 $41k
ADVANCED MICRO DEVICES INC (007903107) 2,162 $40k
ALIGN TECHNOLOGY INC (016255101) 190 $40k
AMETEK INC (031100100) 588 $40k
ABIOMED INC (003654100) 112 $36k
AAL (02376R102) 1,127 $36k
ALEXANDRIA REAL ESTATE EQ IN (015271109) 306 $35k
ADVANCE AUTO PARTS (00751Y106) 215 $34k
ABC (03073E105) 431 $32k
AKAMAI TECH INC (00971T101) 455 $28k
AES CORP (00130H105) 1,635 $24k
ALLIANT ENERGY CORP (018802108) 558 $24k
ALLEGION PLC (G0176J109) 273 $22k
ALASKA AIR GROUP INC (011659109) 350 $21k
Albemarle Corp (012653101) 260 $20k
ALLIANCE DATA SYSTEM (018581108) 128 $19k
AFFILIATED MANAGERS GROUP IN (008252108) 171 $17k

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