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Caterpillar Inc
(149123101)

Funds Reporting Holdings of Caterpillar Inc according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Tower Bridge Advisors Inc 17,540 $2,390,527k Jun 30, 2019 Aug 6, 2019
Sanders Capital LLC 6,243,500 $958,477k Jun 30, 2019 Jul 23, 2019
Cantab Capital Partners LLP 5,875 $733,000k Sep 30, 2017 Nov 14, 2017
Renaissance Technologies LLC 1,282,304 $174,765k Jun 30, 2019 Aug 12, 2019
Impala Asset Management LLC 800,009 $109,033k Jun 30, 2019 Aug 13, 2019
Westfield Capital Management Company LP 744,104 $101,414k Jun 30, 2019 Aug 13, 2019
Brandywine Global Investment Management LLC 589,153 $80,296k Jun 30, 2019 Aug 14, 2019
Sadoff Investment Management LLC 301,640 $41,111k Jun 30, 2019 Aug 7, 2019
Sandler Capital Management 300,000 $40,887k Call Jun 30, 2019 Aug 14, 2019
Tocqueville Asset Management LP 299,820 $40,862k Jun 30, 2019 Jul 31, 2019
Minneapolis Portfolio Management Group LLC 219,747 $29,949k Jun 30, 2019 Aug 2, 2019
Scopus Asset Management LP 200,000 $27,258k Call Jun 30, 2019 Aug 14, 2019
Madison Investment Holdings Inc 189,178 $25,783k Jun 30, 2019 Aug 13, 2019
Graham Capital Management LP 186,000 $25,349k Jun 30, 2019 Aug 14, 2019
Point72 Asset Management LP 180,000 $24,532k Call Jun 30, 2019 Aug 14, 2019
Willis Investment Counsel Inc 157,621 $21,482k Jun 30, 2019 Aug 14, 2019
The Bollard Group LLC 153,701 $20,948k Jun 30, 2019 Aug 13, 2019
1919 Investment Counsel LLC 193,962 $19,209k Sep 30, 2014 Nov 14, 2014
Gabelli Funds LLC 138,800 $18,917k Jun 30, 2019 Aug 2, 2019
Cambridge Investment Research Advisors Inc 133,591 $18,207k Jun 30, 2019 Aug 15, 2019
S & Co Inc 130,726 $17,817k Jun 30, 2019 Jul 23, 2019
Lodge Hill Capital LLC 120,926 $16,481k Jun 30, 2019 Aug 13, 2019
Avalon Advisors LLC 115,887 $15,794k Jun 30, 2019 Aug 14, 2019
J Goldman & Co LP 100,000 $13,629k Put Jun 30, 2019 Aug 14, 2019
Levin Capital Strategies LP 98,778 $13,462k Jun 30, 2019 Aug 13, 2019
Cutler Investment Counsel LLC 95,402 $13,002k Jun 30, 2019 Aug 5, 2019
Chilton Capital Management LLC 92,383 $12,591k Jun 30, 2019 Aug 13, 2019
Arrowgrass Capital Partners US LP 92,000 $12,539k Put Jun 30, 2019 Aug 14, 2019
Becker Capital Management Inc 89,767 $12,234k Jun 30, 2019 Aug 8, 2019
Ashfield Capital Partners LLC 83,326 $11,357k Jun 30, 2019 Jul 29, 2019
Front Barnett Associates LLC 81,500 $11,108k Jun 30, 2019 Aug 6, 2019
CCM Investment Advisers LLC 79,969 $10,898k Jun 30, 2019 Aug 5, 2019
Westchester Capital Management Inc 79,157 $10,788k Jun 30, 2019 Aug 5, 2019
Westchester Capital Management LLC 79,157 $10,788k Jun 30, 2019 Aug 5, 2019
Grassi Investment Management LLC 68,765 $9,372k Jun 30, 2019 Jul 10, 2019
Tufton Capital Management LLC 66,695 $9,089k Jun 30, 2019 Jul 26, 2019
Kovitz Investment Group Partners LLC 63,307 $8,628k Jun 30, 2019 Aug 14, 2019
Marco Investment Management LLC 63,095 $8,599k Jun 30, 2019 Aug 6, 2019
LEE Danner & BASS Inc 59,648 $8,129k Jun 30, 2019 Jul 30, 2019
Greystone Managed Investments Inc 59,410 $8,097k Jun 30, 2019 Jul 23, 2019
Clifford SWAN Investment Counsel LLC 59,035 $8,046k Jun 30, 2019 Aug 13, 2019
Dearborn Partners LLC 57,454 $7,830k Jun 30, 2019 Jul 29, 2019
Ausdal Financial Partners Inc 58,596 $7,790k Jun 30, 2019 Aug 5, 2019
Pacer Advisors Inc 54,718 $7,458k Jun 30, 2019 Aug 12, 2019
Nikko Asset Management Americas Inc 54,217 $7,389k Jun 30, 2019 Jul 29, 2019
Morningstar Investment Services LLC 53,596 $7,305k Jun 30, 2019 Aug 13, 2019
RPG Investment Advisory LLC 53,252 $7,263k Jun 30, 2019 Jul 10, 2019
Callahan Advisors LLC 50,963 $6,946k Jun 30, 2019 Jul 17, 2019
Greenwood Gearhart Inc 48,894 $6,664k Jun 30, 2019 Aug 7, 2019
Arosa Capital Management LP 48,770 $6,647k Jun 30, 2019 Aug 14, 2019
Clear Harbor Asset Management LLC 48,525 $6,613k Jun 30, 2019 Jul 22, 2019
PRIO Wealth Limited Partnership 47,404 $6,460k Jun 30, 2019 Jul 18, 2019
Dowling & Yahnke LLC 45,992 $6,268k Jun 30, 2019 Jul 22, 2019
Dodge & COX 43,781 $5,967k Jun 30, 2019 Aug 13, 2019
Interval Partners LP 40,000 $5,452k Call Jun 30, 2019 Aug 12, 2019
Twin Capital Management Inc 37,579 $5,122k Jun 30, 2019 Aug 1, 2019
Abner Herrman & Brock LLC 37,553 $5,118k Jun 30, 2019 Jul 19, 2019
Folger Nolan Fleming Douglas Capital Management Inc 36,811 $5,017k Jun 30, 2019 Aug 9, 2019
Panagora Asset Management Inc 36,806 $5,016k Jun 30, 2019 Aug 9, 2019
Cornerstone Advisors Inc 37,000 $5,013k Mar 31, 2019 May 13, 2019
Cornerstone Advisors LLC 37,000 $5,013k Mar 31, 2019 May 13, 2019
Cornerstone Investment Advisors LLC 37,000 $5,013k Mar 31, 2019 May 13, 2019
Pointstate Capital LP 36,600 $4,988k Jun 30, 2019 Aug 14, 2019
Polar Capital LLP 36,253 $4,941k Jun 30, 2019 Aug 14, 2019
Olstein Capital Management LP 36,000 $4,906k Jun 30, 2019 Jul 31, 2019
Sentry Investment Management LLC 35,647 $4,858k Jun 30, 2019 Aug 12, 2019
Sentry Management Inc 35,647 $4,858k Jun 30, 2019 Aug 12, 2019
Luminus Management LLC 35,413 $4,826k Jun 30, 2019 Aug 14, 2019
Ipswich Investment Management Company Inc 33,309 $4,540k Jun 30, 2019 Jul 11, 2019
Allied Investment Advisors LLC 33,230 $4,529k Jun 30, 2019 Jul 17, 2019
Ferguson Wellman Capital Management Inc 31,736 $4,325k Jun 30, 2019 Jul 16, 2019
AULL & Monroe Investment Management Corp 30,656 $4,178k Jun 30, 2019 Jul 29, 2019
Stoneridge Investment Partners LLC 29,753 $4,055k Jun 30, 2019 Jul 29, 2019
Marketfield Asset Management LLC 29,306 $3,994k Jun 30, 2019 Aug 6, 2019
Affinity Investment Advisors LLC 29,095 $3,965k Jun 30, 2019 Aug 8, 2019
OFI Advisors LLC 60,577 $3,959k Sep 30, 2015 Nov 16, 2015
Howland Capital Management LLC 28,845 $3,931k Jun 30, 2019 Jul 17, 2019
Argus Investors' Counsel Inc 28,750 $3,918k Jun 30, 2019 Jul 10, 2019
Dupont Capital Management Corp 27,162 $3,702k Jun 30, 2019 Jul 30, 2019
Sigma Investment Counselors Inc 26,152 $3,564k Jun 30, 2019 Jul 23, 2019
California Capital Advisors Inc 26,083 $3,555k Jun 30, 2019 Jul 15, 2019
KMS Financial Services Inc 34,978 $3,464k Sep 30, 2014 Nov 17, 2014
Northwest Investment Counselors LLC 25,016 $3,409k Jun 30, 2019 Jul 25, 2019
The Mathes Company Inc 24,645 $3,359k Jun 30, 2019 Jul 29, 2019
BKD Wealth Advisors LLC 24,530 $3,343k Jun 30, 2019 Jul 10, 2019
Chatham Capital Group Inc 24,436 $3,330k Jun 30, 2019 Jul 24, 2019
Edgestream Partners LP 23,951 $3,264k Jun 30, 2019 Aug 8, 2019
Monte Financial Group LLC 22,590 $3,079k Jun 30, 2019 Aug 7, 2019
QS Investors LLC 22,517 $3,069k Jun 30, 2019 Aug 14, 2019
Chartwell Investment Partners LLC 22,000 $2,998k Jun 30, 2019 Aug 19, 2019
NEXT Century Growth Investors LLC 21,977 $2,995k Jun 30, 2019 Aug 14, 2019
Eagle Global Advisors LLC 21,927 $2,988k Jun 30, 2019 Aug 13, 2019
Baugh & Associates LLC 21,797 $2,971k Jun 30, 2019 Jul 23, 2019
North Star Investment Management Corporation 21,776 $2,968k Jun 30, 2019 Jul 15, 2019
Argyle Capital Management Inc 21,765 $2,966k Jun 30, 2019 Jul 25, 2019
Williams Jones & Associates LLC 21,318 $2,905k Jun 30, 2019 Aug 14, 2019
Providence Wealth Advisors LLC 20,067 $2,727k Jun 30, 2019 Jul 22, 2019
Hennessy Advisors Inc 19,500 $2,658k Jun 30, 2019 Jul 11, 2019
Aries Wealth Management LLC 19,527 $2,646k Jun 30, 2019 Jul 15, 2019
Carnick & Kubik Group LLC 19,194 $2,616k Jun 30, 2019 Jul 30, 2019
American Financial Advisors Inc 19,059 $2,598k Jun 30, 2019 Aug 12, 2019
American Trust Investment Advisors LLC 19,059 $2,598k Jun 30, 2019 Aug 12, 2019
American Financial Advisors LLC 19,059 $2,598k Jun 30, 2019 Aug 12, 2019
Searle & Co 18,909 $2,577k Jun 30, 2019 Jul 17, 2019
Prime Capital Investment Advisors LLC 18,685 $2,547k Jun 30, 2019 Aug 6, 2019
BLB & B Advisors LLC 18,492 $2,520k Jun 30, 2019 Jul 29, 2019
Douglass Winthrop Advisors LLC 18,278 $2,491k Jun 30, 2019 Jul 10, 2019
Kayne Anderson Rudnick Investment Management LLC 18,223 $2,484k Jun 30, 2019 Aug 14, 2019
Aurora Investment Counsel 18,642 $2,455k Jun 30, 2019 Aug 6, 2019
Lejeune Puetz Investment Counsel 17,736 $2,417k Jun 30, 2019 Jul 29, 2019
Hammer Asset Management LLC 17,623 $2,402k Jun 30, 2019 Aug 6, 2019
Markston International LLC 17,365 $2,367k Jun 30, 2019 Aug 6, 2019
Baker Avenue Asset Management LP 17,055 $2,324k Jun 30, 2019 Aug 14, 2019
Northstar Wealth Partners LLC 16,847 $2,296k Jun 30, 2019 Aug 15, 2019
Brookstone Capital Management LLC 16,692 $2,275k Jun 30, 2019 Jul 25, 2019
Prospera Financial Services Inc 16,467 $2,240k Jun 30, 2019 Aug 14, 2019
Crossvault Capital Management LLC 16,390 $2,234k Jun 30, 2019 Jul 19, 2019
Merriman Wealth Management LLC 1,620 $2,213k Jun 30, 2019 Jul 31, 2019
Highland Capital Management LLC 16,165 $2,203k Jun 30, 2019 Jul 29, 2019
Stillwater Investment Management LLC 15,771 $2,149k Jun 30, 2019 Jul 3, 2019
Abbrea Capital LLC 15,063 $2,053k Jun 30, 2019 Jul 31, 2019
Prelude Capital Management LLC 15,000 $2,044k Call Jun 30, 2019 Aug 14, 2019
Osborne Partners Capital Management LLC 14,939 $2,036k Jun 30, 2019 Jul 18, 2019
Kiley Juergens Wealth Management LLC 14,779 $2,014k Jun 30, 2019 Jul 11, 2019
Focused Wealth Management Inc 14,404 $1,963k Jun 30, 2019 Jul 19, 2019
Golub Group LLC 14,193 $1,934k Jun 30, 2019 Aug 13, 2019
Strategic Financial Services Inc 14,185 $1,933k Jun 30, 2019 Aug 13, 2019
Marshwinds Advisory Company 15,090 $1,917k Dec 31, 2018 Jan 7, 2019
Nicholas Hoffman & Company LLC 13,748 $1,874k Jun 30, 2019 Aug 12, 2019
Global Endowment Management LP 13,500 $1,840k Jun 30, 2019 Aug 12, 2019
Azimuth Capital Management LLC 13,130 $1,789k Jun 30, 2019 Aug 13, 2019
Loudon Investment Management LLC 13,047 $1,778k Jun 30, 2019 Aug 13, 2019
Birinyi Associates Inc 12,906 $1,759k Jun 30, 2019 Aug 5, 2019
Cambridge Advisors Inc 12,855 $1,752k Jun 30, 2019 Jul 26, 2019
Cambridge Advisors LLC 12,855 $1,752k Jun 30, 2019 Jul 26, 2019
Level Four Advisory Services LLC 12,838 $1,750k Jun 30, 2019 Aug 14, 2019
Drexel Morgan & Co 12,835 $1,749k Jun 30, 2019 Aug 8, 2019
Princeton Capital Management LLC 12,829 $1,748k Jun 30, 2019 Aug 12, 2019
Segment Wealth Management LLC 12,524 $1,707k Jun 30, 2019 Jul 29, 2019
Investment Counselors of Maryland LLC 12,385 $1,688k Jun 30, 2019 Aug 5, 2019
Family Legacy Inc 12,083 $1,647k Jun 30, 2019 Jul 25, 2019
Murphy Capital Management Inc 11,145 $1,518k Jun 30, 2019 Jul 22, 2019
Staley Capital Advisers Inc 10,800 $1,472k Jun 30, 2019 Aug 9, 2019
Bowen Hanes & Co Inc 10,670 $1,454k Jun 30, 2019 Aug 13, 2019
Guardian Investment Management LLC 10,574 $1,441k Jun 30, 2019 Aug 16, 2019
Thomas Story and SON LLC 10,400 $1,417k Jun 30, 2019 Jul 29, 2019
BOYS Arnold & Company Inc 10,326 $1,407k Jun 30, 2019 Aug 1, 2019
Capital Investment Counsel Inc 10,170 $1,386k Jun 30, 2019 Jul 26, 2019
Capital Counsel LLC 10,170 $1,386k Jun 30, 2019 Jul 26, 2019
Oxbow Advisors LLC 9,967 $1,358k Jun 30, 2019 Aug 7, 2019
Trust & Investment Advisors Inc 9,960 $1,357k Jun 30, 2019 Jul 30, 2019
Private Advisors LLC 9,960 $1,357k Jun 30, 2019 Jul 30, 2019
Advisors Financial Inc 9,960 $1,357k Jun 30, 2019 Jul 30, 2019
The Financial Advisors LLC 9,960 $1,357k Jun 30, 2019 Jul 30, 2019
Trust Advisors Inc 9,960 $1,357k Jun 30, 2019 Jul 30, 2019
Trust Advisors LLC 9,960 $1,357k Jun 30, 2019 Jul 30, 2019
Private Asset Management Inc 9,621 $1,311k Jun 30, 2019 Aug 14, 2019
Financial Asset Management Corp 9,621 $1,311k Jun 30, 2019 Aug 14, 2019
Asset Management Corporation 9,621 $1,311k Jun 30, 2019 Aug 14, 2019
Asset Management Group Inc 9,621 $1,311k Jun 30, 2019 Aug 14, 2019
Trust Asset Management LLC 9,621 $1,311k Jun 30, 2019 Aug 14, 2019
Asset Management Group Investment Corp 9,621 $1,311k Jun 30, 2019 Aug 14, 2019
LOWE Brockenbrough & Company Inc 9,482 $1,292k Jun 30, 2019 Aug 12, 2019
Moloney Securities Asset Management LLC 9,223 $1,257k Jun 30, 2019 Jul 29, 2019
Gilman Hill Asset Management LLC 9,138 $1,245k Jun 30, 2019 Jul 17, 2019
Hoylecohen LLC 9,066 $1,236k Jun 30, 2019 Aug 9, 2019
Alpha Cubed Investments LLC 9,059 $1,235k Jun 30, 2019 Jul 19, 2019
Burleson & Company LLC 9,600 $1,217k Jun 30, 2019 Aug 5, 2019
Murphy Middleton Hinkle & Parker Inc 8,888 $1,211k Jun 30, 2019 Jul 15, 2019
Sicart Associates LLC 8,650 $1,179k Jun 30, 2019 Jul 23, 2019
EP Wealth Advisors LLC 8,554 $1,166k Jun 30, 2019 Aug 27, 2019
Triangle Securities Wealth Management 8,639 $1,165k Jun 30, 2019 Jul 10, 2019
Cleararc Capital Inc 8,525 $1,162k Jun 30, 2019 Aug 7, 2019
Cornell Pochily Investment Advisors Inc 8,430 $1,149k Jun 30, 2019 Jul 22, 2019
Clark Capital Management Group Inc 8,335 $1,136k Jun 30, 2019 Jul 12, 2019
Cahill Financial Advisors Inc 8,240 $1,124k Jun 30, 2019 Aug 14, 2019
Court Place Advisors LLC 8,138 $1,109k Jun 30, 2019 Jul 30, 2019
Savant Capital LLC 8,003 $1,091k Jun 30, 2019 Aug 6, 2019
Yorktown Management and Research Co Inc 8,000 $1,090k Jun 30, 2019 Aug 2, 2019
Fundx Investment Group LLC 8,000 $1,090k Jun 30, 2019 Aug 5, 2019
ARP Americas LP 7,981 $1,088k Jun 30, 2019 Jul 29, 2019
Frontier Wealth Management LLC 7,737 $1,054k Jun 30, 2019 Aug 16, 2019
Rodgers Brothers Inc 7,720 $1,052k Jun 30, 2019 Aug 14, 2019
Gables Capital Management Inc 7,655 $1,043k Jun 30, 2019 Jul 31, 2019
Quest Investment Management LLC 7,608 $1,037k Jun 30, 2019 Aug 13, 2019
Buckingham Asset Management LLC 7,517 $1,025k Jun 30, 2019 Aug 5, 2019
Athena Capital Advisors LLC 7,380 $1,006k Jun 30, 2019 Aug 9, 2019
Blackhawk Capital Partners LLC 7,338 $1,000k Jun 30, 2019 Aug 13, 2019
FORT PITT Capital Group LLC 7,327 $999k Jun 30, 2019 Aug 9, 2019
Tiemann Investment Advisors LLC 7,230 $985k Jun 30, 2019 Aug 13, 2019
Texas Yale Capital Corp 7,161 $976k Jun 30, 2019 Jul 24, 2019
Mairs and Power Inc 7,040 $959k Jun 30, 2019 Aug 14, 2019
Magnetar Financial LLC 6,920 $943k Jun 30, 2019 Aug 14, 2019
Penobscot Investment Management Company Inc 6,910 $942k Jun 30, 2019 Aug 2, 2019
Homrich & BERG Inc 6,906 $941k Jun 30, 2019 Aug 5, 2019
Bragg Financial Advisors Inc 6,868 $936k Jun 30, 2019 Aug 14, 2019
CPWM LLC 6,828 $931k Jun 30, 2019 Aug 2, 2019
Cadinha & Co LLC 6,436 $877k Jun 30, 2019 Aug 9, 2019
CWA Asset Management Group LLC 6,429 $876k Jun 30, 2019 Aug 13, 2019
SOL Capital Management Co 6,413 $874k Jun 30, 2019 Jul 17, 2019
The Investment House LLC 6,406 $873k Jun 30, 2019 Aug 5, 2019
Hellman Jordan Management Co Inc 6,320 $861k Jun 30, 2019 Aug 19, 2019
Monetary Management Group Inc 6,320 $861k Jun 30, 2019 Aug 13, 2019
Marietta Investment Partners LLC 6,300 $859k Jun 30, 2019 Aug 13, 2019
Wellington Shields & Co LLC 6,300 $859k Jun 30, 2019 Aug 8, 2019
Douglas Lane & Associates LLC 6,271 $855k Jun 30, 2019 Jul 8, 2019
DUFF & Phelps Investment Management Co 6,265 $854k Jun 30, 2019 Aug 2, 2019
Sandhill Capital Partners LLC 6,207 $846k Jun 30, 2019 Aug 13, 2019
Malaga COVE Capital LLC 6,188 $843k Jun 30, 2019 Aug 14, 2019
Alphastar Capital Management LLC 6,055 $825k Jun 30, 2019 Aug 14, 2019
Barber Financial Group 5,977 $815k Jun 30, 2019 Aug 9, 2019
Sawgrass Asset Management LLC 5,900 $804k Jun 30, 2019 Jul 23, 2019
The Caprock Group Inc 5,894 $803k Jun 30, 2019 Jul 23, 2019
Torch Wealth Management LLC 5,738 $782k Jun 30, 2019 Aug 2, 2019
van Strum & Towne Inc 5,584 $761k Jun 30, 2019 Aug 12, 2019
Woodstock Corporation 5,583 $761k Jun 30, 2019 Jul 3, 2019
Fairview Capital Investment Management LLC 5,460 $744k Jun 30, 2019 Aug 14, 2019
Camelot Portfolios LLC 5,429 $740k Jun 30, 2019 Jul 19, 2019
Beech Hill Advisors Inc 5,400 $736k Jun 30, 2019 Jul 15, 2019
Acadian Asset Management LLC 5,362 $731k Jun 30, 2019 Aug 8, 2019
Wilmington Trust Investment Management LLC 6,539 $711k Jun 30, 2014 Aug 13, 2014
Jaffetilchin Investment Partners LLC 5,140 $701k Jun 30, 2019 Aug 13, 2019
USCA RIA LLC 5,111 $697k Jun 30, 2019 Aug 14, 2019
Carnegie Capital Asset Management LLC 5,088 $693k Jun 30, 2019 Jul 24, 2019
Biltmore Family Office LLC 5,010 $683k Jun 30, 2019 Jul 31, 2019
Strategic Capital Advisers Inc 5,000 $681k Jun 30, 2019 Jul 30, 2019
TDAM USA Inc 4,995 $681k Jun 30, 2019 Aug 1, 2019
West Oak Capital LLC 4,945 $674k Jun 30, 2019 Jul 12, 2019
Mastrapasqua Asset Management Inc 4,935 $673k Jun 30, 2019 Aug 12, 2019
Krueger & Catalano Capital Partners LLC 4,892 $667k Jun 30, 2019 Jul 22, 2019
Private Wealth Advisors Inc 4,855 $662k Jun 30, 2019 Aug 7, 2019
Wealth Advisors Inc 4,855 $662k Jun 30, 2019 Aug 7, 2019
Private Wealth Advisors LLC 4,855 $662k Jun 30, 2019 Aug 7, 2019
Wealth Advisors Group LLC 4,855 $662k Jun 30, 2019 Aug 7, 2019
HCR Wealth Advisors 4,839 $660k Jun 30, 2019 Jul 25, 2019
Sequoia Financial Advisors LLC 4,762 $649k Jun 30, 2019 Jul 31, 2019
Calamos Wealth Management LLC 4,755 $648k Jun 30, 2019 Aug 7, 2019
Navellier & Associates Inc 4,728 $644k Jun 30, 2019 Jul 17, 2019
E & G Advisors LP 4,700 $641k Jun 30, 2019 Jul 12, 2019
Tokio Marine Asset Management USA Ltd 4,682 $638k Jun 30, 2019 Jul 25, 2019
IHT Wealth Management LLC 4,626 $631k Jun 30, 2019 Aug 12, 2019
Bristlecone Advisors LLC 4,605 $628k Jun 30, 2019 Jul 19, 2019
Fernwood Investment Management LLC 4,564 $622k Jun 30, 2019 Aug 1, 2019
Hamel Associates Inc 4,550 $620k Jun 30, 2019 Aug 5, 2019
Viking Fund Management LLC 4,500 $613k Jun 30, 2019 Jul 16, 2019
FORT Point Capital Partners LLC 4,457 $607k Jun 30, 2019 Aug 9, 2019
Wellington Shields Capital Management LLC 4,450 $606k Jun 30, 2019 Aug 8, 2019
Birch Hill Investment Advisors LLC 4,388 $598k Jun 30, 2019 Jul 22, 2019
Baldwin Investment Management LLC 4,375 $596k Jun 30, 2019 Aug 6, 2019
Probity Advisors Inc 4,350 $593k Jun 30, 2019 Aug 8, 2019
STA Wealth Management LLC 4,331 $590k Jun 30, 2019 Aug 14, 2019
Taurus Asset Management LLC 4,243 $578k Jun 30, 2019 Aug 14, 2019
RFG Advisory LLC 4,175 $570k Jun 30, 2019 Aug 23, 2019
Auxier Asset Management LLC 4,077 $556k Jun 30, 2019 Aug 15, 2019
The Rikoon Group LLC 3,960 $540k Jun 30, 2019 Aug 6, 2019
American National Registered Investment Advisor Inc 3,955 $539k Jun 30, 2019 Aug 5, 2019
RB Capital Management LLC 3,938 $537k Jun 30, 2019 Aug 7, 2019
First Manhattan Co 3,875 $528k Jun 30, 2019 Aug 16, 2019
Benin Management Corp 3,783 $516k Jun 30, 2019 Jul 31, 2019
SNS Financial Group LLC 3,785 $516k Jun 30, 2019 Jul 26, 2019
Altium Wealth Management LLC 3,765 $513k Jun 30, 2019 Jul 18, 2019
Oarsman Capital Inc 3,755 $512k Jun 30, 2019 Aug 13, 2019
White Lighthouse Investment Management Inc 3,700 $504k Jun 30, 2019 Jul 31, 2019
Brasada Capital Management LP 3,655 $496k Jun 30, 2019 Aug 7, 2019
Evermay Wealth Management LLC 3,615 $493k Jun 30, 2019 Jul 23, 2019
Sanders Morris Harris LLC 3,600 $491k Jun 30, 2019 Jul 10, 2019
Patton Albertson Miller Group LLC 4,067 $486k Jun 30, 2019 Aug 12, 2019
Cumberland Advisors Inc 3,550 $484k Jun 30, 2019 Jul 11, 2019
Southeast Asset Advisors Inc 3,535 $482k Jun 30, 2019 Aug 14, 2019
Eagle Ridge Investment Management LLC 3,533 $482k Jun 30, 2019 Aug 1, 2019
Atalanta Sosnoff Capital LLC 3,487 $475k Jun 30, 2019 Jul 15, 2019
Brown Advisory Securities LLC 3,426 $467k Jun 30, 2019 Aug 12, 2019
Boston Research and Management Inc 3,422 $466k Jun 30, 2019 Aug 7, 2019
Dumont & Blake Investment Advisors LLC 3,355 $457k Jun 30, 2019 Aug 1, 2019
KLCM Advisors Inc 3,345 $456k Jun 30, 2019 Aug 15, 2019
Huntington Steele LLC 3,039 $448k Mar 31, 2018 Apr 18, 2018
Summit Financial Group Inc 3,268 $445k Jun 30, 2019 Jul 3, 2019
Summit Financial LLC 3,268 $445k Jun 30, 2019 Jul 3, 2019
Managed Account Advisors LLC 5,226 $443k Jun 30, 2015 Aug 14, 2015
Bienville Capital Management LLC 3,216 $438k Jun 30, 2019 Aug 14, 2019
The Northstar Group Inc 3,198 $436k Jun 30, 2019 Jul 12, 2019
NWAM LLC 3,200 $436k Jun 30, 2019 Jul 18, 2019
Northstar Company LLC 3,198 $436k Jun 30, 2019 Jul 12, 2019
Evanson Asset Management LLC 3,140 $428k Jun 30, 2019 Jul 11, 2019
Blue CHIP Wealth Management Inc 3,141 $428k Jun 30, 2019 Aug 13, 2019
Spinnaker Investment Group LLC 3,125 $425k Jun 30, 2019 Jul 11, 2019
Affiance Financial LLC 3,110 $424k Jun 30, 2019 Jul 11, 2019
Campbell & Company Investment Adviser LLC 3,051 $416k Jun 30, 2019 Jul 10, 2019
RAAB & Moskowitz Asset Management LLC 3,038 $414k Jun 30, 2019 Aug 9, 2019
Alpine Woods Capital Investors LLC 3,021 $412k Jun 30, 2019 Aug 5, 2019
Bingham Osborn & Scarborough LLC 3,000 $409k Jun 30, 2019 Aug 2, 2019
Sippican Capital Advisors LLC 3,000 $409k Jun 30, 2019 Jul 17, 2019
Wescap Management Group Inc 3,000 $408k Jun 30, 2019 Aug 6, 2019
Buckley Wealth Management LLC 2,994 $408k Jun 30, 2019 Jul 19, 2019
Chesley TAFT & Associates LLC 2,982 $406k Jun 30, 2019 Jul 10, 2019
Shepherd Financial Partners LLC 2,930 $399k Jun 30, 2019 Aug 5, 2019
Beese Fulmer Investment Management Inc 2,919 $398k Jun 30, 2019 Jul 5, 2019
Cypress Capital Management LLC 2,920 $398k Jun 30, 2019 Aug 5, 2019
Heritage Investment Group Inc 2,914 $397k Jun 30, 2019 Aug 13, 2019
Heritage Financial LLC 2,914 $397k Jun 30, 2019 Aug 13, 2019
First Heartland Consultants Inc 2,905 $396k Jun 30, 2019 Aug 12, 2019
Marble Harbor Investment Counsel LLC 2,904 $396k Jun 30, 2019 Aug 7, 2019
Zebra Capital Management LLC 2,890 $394k Jun 30, 2019 Aug 14, 2019
Davidson Investment Advisors Inc 2,880 $393k Jun 30, 2019 Aug 13, 2019
Choate Investment Advisors LLC 2,870 $391k Jun 30, 2019 Aug 14, 2019
B Riley Wealth Management Inc 2,860 $390k Jun 30, 2019 Aug 14, 2019
Diligent Investors LLC 2,853 $389k Jun 30, 2019 Aug 1, 2019
Parsec Financial Management Inc 2,804 $382k Jun 30, 2019 Jul 23, 2019
Peavine Capital LLC 2,800 $382k Jun 30, 2019 Jul 24, 2019
RNC Capital Management LLC 2,758 $376k Jun 30, 2019 Jul 25, 2019
Wendell David Associates Inc 2,753 $375k Jun 30, 2019 Jul 16, 2019
Mckinley Carter Wealth Services Inc 2,749 $375k Jun 30, 2019 Aug 2, 2019
SVA Plumb Wealth Management LLC 2,635 $359k Jun 30, 2019 Aug 13, 2019
Horizon Investments LLC 2,600 $354k Jun 30, 2019 Aug 14, 2019
Calton & Associates Inc 2,548 $347k Jun 30, 2019 Jul 9, 2019
Carret Asset Management LLC 2,525 $344k Jun 30, 2019 Aug 12, 2019
Regent Investment Management LLC 2,475 $337k Jun 30, 2019 Jul 15, 2019
Signature Estate & Investment Advisors LLC 2,445 $333k Jun 30, 2019 Aug 1, 2019
Trillium Asset Management LLC 2,435 $332k Jun 30, 2019 Aug 8, 2019
Barrett Asset Management LLC 2,400 $327k Jun 30, 2019 Aug 5, 2019
Good Life Advisors LLC 2,397 $324k Jun 30, 2019 Aug 6, 2019
Weybosset Research & Management LLC 2,355 $321k Jun 30, 2019 Jul 22, 2019
Isthmus Partners LLC 2,336 $318k Jun 30, 2019 Aug 9, 2019
Breiter Capital Management Inc 2,329 $317k Jun 30, 2019 Aug 23, 2019
Bigsur Wealth Management LLC 2,310 $316k Jun 30, 2019 Jul 5, 2019
Appleton Partners Inc 2,296 $313k Jun 30, 2019 Jul 25, 2019
Johanson Financial Advisors Inc 2,276 $312k Jun 30, 2019 Jul 29, 2019
Crescent Grove Advisors LLC 2,283 $311k Jun 30, 2019 Aug 6, 2019
Violich Capital Management 2,275 $310k Jun 30, 2019 Jul 22, 2019
Baltimore-Washington Financial Advisors Inc 2,211 $301k Jun 30, 2019 Jul 25, 2019
Signature Financial Management Inc 2,344 $300k Dec 31, 2018 Feb 13, 2019
AFT Forsyth and Company Inc 2,202 $300k Jun 30, 2019 Jul 29, 2019
PFG Advisors LLC 2,226 $296k Jun 30, 2019 Aug 5, 2019
GHP Investment Advisors Inc 2,161 $295k Jun 30, 2019 Aug 2, 2019
Grace Capital 2,150 $293k Jun 30, 2019 Aug 14, 2019
Personal Capital Advisors Corporation 2,134 $291k Jun 30, 2019 Aug 14, 2019
Ironwood Investment Management LLC 2,100 $286k Jun 30, 2019 Aug 14, 2019
Highvista Strategies LLC 2,100 $286k Jun 30, 2019 Aug 14, 2019
Ancora Family Wealth Advisors LLC 3,195 $284k Sep 30, 2016 Nov 4, 2016
Ballast Inc 2,086 $284k Jun 30, 2019 Jul 26, 2019
Northwest Wealth Management LLC 2,082 $284k Jun 30, 2019 Jul 23, 2019
Advisory Alpha LLC 2,070 $282k Jun 30, 2019 Aug 16, 2019
Stearns Financial Services Group Inc 2,051 $280k Jun 30, 2019 Aug 14, 2019
Cheviot Value Management LLC 2,052 $280k Jun 30, 2019 Aug 14, 2019
180 Wealth Advisors LLC 2,138 $271k Jun 30, 2019 Aug 5, 2019
Plancorp LLC 1,984 $270k Jun 30, 2019 Aug 13, 2019
Pettee Investors Inc 1,957 $267k Jun 30, 2019 Aug 7, 2019
Benedict Financial Advisors Inc 1,959 $267k Jun 30, 2019 Aug 1, 2019
DAY & Ennis LLC 1,954 $266k Jun 30, 2019 Aug 2, 2019
Montag A & Associates Inc 1,900 $259k Jun 30, 2019 Aug 6, 2019
Wright Investors Service Inc 1,902 $259k Jun 30, 2019 Aug 1, 2019
Lehman Financial Resources Inc 1,700 $259k Sep 30, 2018 Nov 14, 2018
Main Street Research LLC 1,888 $257k Jun 30, 2019 Aug 8, 2019
Foundations Investment Advisors LLC 1,883 $255k Jun 30, 2019 Jul 8, 2019
Summit X 1,856 $254k Jun 30, 2019 Aug 13, 2019
Total Investment Management Inc 2,069 $253k Jun 30, 2019 Aug 7, 2019
Total Management Group Inc 2,069 $253k Jun 30, 2019 Aug 7, 2019
Hilton Capital Management LLC 1,833 $250k Jun 30, 2019 Aug 14, 2019
Whitnell & Co 1,826 $249k Jun 30, 2019 Jul 16, 2019
Coyle Financial Counsel LLC 1,826 $249k Jun 30, 2019 Aug 13, 2019
Schulhoff & Co Inc 1,800 $245k Jun 30, 2019 Aug 7, 2019
Bluesky Wealth Advisors LLC 1,800 $245k Jun 30, 2019 Aug 5, 2019
S R Schill & Associates Inc 1,761 $240k Jun 30, 2019 Aug 19, 2019
Acorn Wealth Advisors LLC 1,976 $238k Jun 30, 2019 Aug 14, 2019
American Money Management LLC 1,729 $236k Jun 30, 2019 Aug 12, 2019
American Research & Management Company 1,711 $233k Jun 30, 2019 Jul 18, 2019
Lexaurum Advisors LLC 1,700 $232k Jun 30, 2019 Jul 19, 2019
Convergence Investment Partners LLC 1,677 $229k Jun 30, 2019 Jul 23, 2019
Shoker Investment Counsel Inc 1,675 $228k Jun 30, 2019 Aug 9, 2019
REDW Stanley Financial Advisors LLC 1,667 $227k Jun 30, 2019 Aug 9, 2019
The Fiduciary Group LLC 1,664 $227k Jun 30, 2019 Aug 14, 2019
United Asset Strategies Inc 1,661 $226k Jun 30, 2019 Jul 31, 2019
Weiss Asset Management LP 1,642 $224k Jun 30, 2019 Aug 14, 2019
American Asset Management Inc 1,636 $223k Jun 30, 2019 Jul 31, 2019
Anchor Capital Advisors LLC 1,630 $222k Jun 30, 2019 Aug 1, 2019
Mission Wealth Management LP 1,627 $222k Jun 30, 2019 Aug 9, 2019
Miracle MILE Advisors LLC 1,628 $222k Jun 30, 2019 Aug 7, 2019
IMS Capital Management Inc 1,620 $221k Jun 30, 2019 Aug 14, 2019
Intersect Capital LLC 1,610 $219k Jun 30, 2019 Aug 9, 2019
Vishria BIRD Financial Group LLC 1,606 $219k Jun 30, 2019 Jul 15, 2019
South Texas Money Management Ltd 1,601 $218k Jun 30, 2019 Jul 2, 2019
Cornerstone Advisory LLC 1,592 $217k Jun 30, 2019 Aug 8, 2019
Cooper/Haims Advisors LLC 1,567 $214k Jun 30, 2019 Jul 26, 2019
Badgley Phelps and Bell Inc 1,563 $213k Jun 30, 2019 Jul 30, 2019
Traynor Capital Management Inc 1,561 $213k Jun 30, 2019 Jul 26, 2019
HIGH Falls Advisors Inc 1,552 $212k Jun 30, 2019 Aug 15, 2019
LVW Advisors LLC 1,556 $212k Jun 30, 2019 Aug 14, 2019
Ramsay Stattman VELA & Price Inc 1,550 $211k Jun 30, 2019 Aug 9, 2019
Wiley Bros-Aintree Capital LLC 1,540 $210k Jun 30, 2019 Jul 10, 2019
Canal Capital Management LLC 1,533 $209k Jun 30, 2019 Jul 31, 2019
Windsor Capital Management LLC 1,516 $206k Jun 30, 2019 Aug 2, 2019
Chickasaw Capital Management LLC 1,500 $204k Jun 30, 2019 Jul 15, 2019
Lyell Wealth Management LP 1,500 $204k Jun 30, 2019 Aug 1, 2019
Waters Parkerson & Co LLC 1,475 $201k Jun 30, 2019 Aug 6, 2019
Blankinship & Foster LLC 1,477 $201k Jun 30, 2019 Jul 30, 2019
Harfst and Associates Inc 1,469 $200k Jun 30, 2019 Aug 14, 2019
Highland Private Wealth Management 1,355 $185k Jun 30, 2019 Aug 13, 2019
Mitchell Mcleod PUGH & Williams Inc 1,220 $166k Jun 30, 2019 Jul 9, 2019
Clearbridge Investments LLC 1,010 $128k Dec 31, 2018 Feb 14, 2019
Baker Ellis Asset Management LLC 915 $125k Jun 30, 2019 Aug 12, 2019
Cribstone Capital Management LLC 725 $99k Jun 30, 2019 Jul 22, 2019
Maryland Capital Management LLC 600 $82k Jun 30, 2019 Aug 13, 2019
Nelson Roberts Investment Advisors LLC 566 $77k Jun 30, 2019 Jul 25, 2019
Centerstar Asset Management LLC 20,500 $68k Put Jun 30, 2019 Aug 2, 2019
Accurate Investment Solutions Inc 449 $61k Jun 30, 2019 Jul 12, 2019
Ellevest Inc 427 $58k Jun 30, 2019 Aug 20, 2019
Legacy Financial Advisors Inc 345 $47k Jun 30, 2019 Jul 15, 2019
Palladium Partners LLC 300 $41k Jun 30, 2019 Aug 7, 2019
The Central Trust Bank 245 $33k Jun 30, 2019 Jul 16, 2019
MARK Sheptoff Financial Planning LLC 200 $27k Jun 30, 2019 Aug 12, 2019
Global Financial Private Capital LLC 183 $25k Jun 30, 2019 Aug 14, 2019
Arlington Partners LLC 151 $21k Jun 30, 2019 Jul 10, 2019
Transamerica Financial Advisors Inc 107 $15k Jun 30, 2019 Aug 21, 2019
Stewart & Patten Co LLC 100 $14k Jun 30, 2019 Jul 17, 2019
The Pacific Center FOR Financial Services 65 $9k Jun 30, 2019 Aug 15, 2019
Janus Capital Management LLC 52 $5k Mar 31, 2017 May 16, 2017
WBI Investments Inc 15 $2k Jun 30, 2019 Jul 23, 2019
Colonial Trust Advisors Inc 14 $2k Jun 30, 2019 Aug 21, 2019
Klingenstein Fields & Co LLC 200 $0k Put Jun 30, 2019 Aug 12, 2019
Claraphi Advisory Network LLC 2 $0k Jun 30, 2019 Jul 29, 2019

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