Caterpillar Inc
(149123101)
Funds Reporting Holdings of Caterpillar Inc according to 13F filings
| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Tower Bridge Advisors Inc | 17,540 | $2,390,527k | Jun 30, 2019 | Aug 6, 2019 | |
| Sanders Capital LLC | 6,243,500 | $958,477k | Jun 30, 2019 | Jul 23, 2019 | |
| Cantab Capital Partners LLP | 5,875 | $733,000k | Sep 30, 2017 | Nov 14, 2017 | |
| Renaissance Technologies LLC | 1,282,304 | $174,765k | Jun 30, 2019 | Aug 12, 2019 | |
| Impala Asset Management LLC | 800,009 | $109,033k | Jun 30, 2019 | Aug 13, 2019 | |
| Westfield Capital Management Company LP | 744,104 | $101,414k | Jun 30, 2019 | Aug 13, 2019 | |
| Brandywine Global Investment Management LLC | 589,153 | $80,296k | Jun 30, 2019 | Aug 14, 2019 | |
| Sadoff Investment Management LLC | 301,640 | $41,111k | Jun 30, 2019 | Aug 7, 2019 | |
| Sandler Capital Management | 300,000 | $40,887k | Call | Jun 30, 2019 | Aug 14, 2019 |
| Tocqueville Asset Management LP | 299,820 | $40,862k | Jun 30, 2019 | Jul 31, 2019 | |
| Minneapolis Portfolio Management Group LLC | 219,747 | $29,949k | Jun 30, 2019 | Aug 2, 2019 | |
| Scopus Asset Management LP | 200,000 | $27,258k | Call | Jun 30, 2019 | Aug 14, 2019 |
| Madison Investment Holdings Inc | 189,178 | $25,783k | Jun 30, 2019 | Aug 13, 2019 | |
| Graham Capital Management LP | 186,000 | $25,349k | Jun 30, 2019 | Aug 14, 2019 | |
| Point72 Asset Management LP | 180,000 | $24,532k | Call | Jun 30, 2019 | Aug 14, 2019 |
| Willis Investment Counsel Inc | 157,621 | $21,482k | Jun 30, 2019 | Aug 14, 2019 | |
| The Bollard Group LLC | 153,701 | $20,948k | Jun 30, 2019 | Aug 13, 2019 | |
| 1919 Investment Counsel LLC | 193,962 | $19,209k | Sep 30, 2014 | Nov 14, 2014 | |
| Gabelli Funds LLC | 138,800 | $18,917k | Jun 30, 2019 | Aug 2, 2019 | |
| Cambridge Investment Research Advisors Inc | 133,591 | $18,207k | Jun 30, 2019 | Aug 15, 2019 | |
| S & Co Inc | 130,726 | $17,817k | Jun 30, 2019 | Jul 23, 2019 | |
| Lodge Hill Capital LLC | 120,926 | $16,481k | Jun 30, 2019 | Aug 13, 2019 | |
| Avalon Advisors LLC | 115,887 | $15,794k | Jun 30, 2019 | Aug 14, 2019 | |
| J Goldman & Co LP | 100,000 | $13,629k | Put | Jun 30, 2019 | Aug 14, 2019 |
| Levin Capital Strategies LP | 98,778 | $13,462k | Jun 30, 2019 | Aug 13, 2019 | |
| Cutler Investment Counsel LLC | 95,402 | $13,002k | Jun 30, 2019 | Aug 5, 2019 | |
| Chilton Capital Management LLC | 92,383 | $12,591k | Jun 30, 2019 | Aug 13, 2019 | |
| Arrowgrass Capital Partners US LP | 92,000 | $12,539k | Put | Jun 30, 2019 | Aug 14, 2019 |
| Becker Capital Management Inc | 89,767 | $12,234k | Jun 30, 2019 | Aug 8, 2019 | |
| Ashfield Capital Partners LLC | 83,326 | $11,357k | Jun 30, 2019 | Jul 29, 2019 | |
| Front Barnett Associates LLC | 81,500 | $11,108k | Jun 30, 2019 | Aug 6, 2019 | |
| CCM Investment Advisers LLC | 79,969 | $10,898k | Jun 30, 2019 | Aug 5, 2019 | |
| Westchester Capital Management Inc | 79,157 | $10,788k | Jun 30, 2019 | Aug 5, 2019 | |
| Westchester Capital Management LLC | 79,157 | $10,788k | Jun 30, 2019 | Aug 5, 2019 | |
| Grassi Investment Management LLC | 68,765 | $9,372k | Jun 30, 2019 | Jul 10, 2019 | |
| Tufton Capital Management LLC | 66,695 | $9,089k | Jun 30, 2019 | Jul 26, 2019 | |
| Kovitz Investment Group Partners LLC | 63,307 | $8,628k | Jun 30, 2019 | Aug 14, 2019 | |
| Marco Investment Management LLC | 63,095 | $8,599k | Jun 30, 2019 | Aug 6, 2019 | |
| LEE Danner & BASS Inc | 59,648 | $8,129k | Jun 30, 2019 | Jul 30, 2019 | |
| Greystone Managed Investments Inc | 59,410 | $8,097k | Jun 30, 2019 | Jul 23, 2019 | |
| Clifford SWAN Investment Counsel LLC | 59,035 | $8,046k | Jun 30, 2019 | Aug 13, 2019 | |
| Dearborn Partners LLC | 57,454 | $7,830k | Jun 30, 2019 | Jul 29, 2019 | |
| Ausdal Financial Partners Inc | 58,596 | $7,790k | Jun 30, 2019 | Aug 5, 2019 | |
| Pacer Advisors Inc | 54,718 | $7,458k | Jun 30, 2019 | Aug 12, 2019 | |
| Nikko Asset Management Americas Inc | 54,217 | $7,389k | Jun 30, 2019 | Jul 29, 2019 | |
| Morningstar Investment Services LLC | 53,596 | $7,305k | Jun 30, 2019 | Aug 13, 2019 | |
| RPG Investment Advisory LLC | 53,252 | $7,263k | Jun 30, 2019 | Jul 10, 2019 | |
| Callahan Advisors LLC | 50,963 | $6,946k | Jun 30, 2019 | Jul 17, 2019 | |
| Greenwood Gearhart Inc | 48,894 | $6,664k | Jun 30, 2019 | Aug 7, 2019 | |
| Arosa Capital Management LP | 48,770 | $6,647k | Jun 30, 2019 | Aug 14, 2019 | |
| Clear Harbor Asset Management LLC | 48,525 | $6,613k | Jun 30, 2019 | Jul 22, 2019 | |
| PRIO Wealth Limited Partnership | 47,404 | $6,460k | Jun 30, 2019 | Jul 18, 2019 | |
| Dowling & Yahnke LLC | 45,992 | $6,268k | Jun 30, 2019 | Jul 22, 2019 | |
| Dodge & COX | 43,781 | $5,967k | Jun 30, 2019 | Aug 13, 2019 | |
| Interval Partners LP | 40,000 | $5,452k | Call | Jun 30, 2019 | Aug 12, 2019 |
| Twin Capital Management Inc | 37,579 | $5,122k | Jun 30, 2019 | Aug 1, 2019 | |
| Abner Herrman & Brock LLC | 37,553 | $5,118k | Jun 30, 2019 | Jul 19, 2019 | |
| Folger Nolan Fleming Douglas Capital Management Inc | 36,811 | $5,017k | Jun 30, 2019 | Aug 9, 2019 | |
| Panagora Asset Management Inc | 36,806 | $5,016k | Jun 30, 2019 | Aug 9, 2019 | |
| Cornerstone Advisors Inc | 37,000 | $5,013k | Mar 31, 2019 | May 13, 2019 | |
| Cornerstone Advisors LLC | 37,000 | $5,013k | Mar 31, 2019 | May 13, 2019 | |
| Cornerstone Investment Advisors LLC | 37,000 | $5,013k | Mar 31, 2019 | May 13, 2019 | |
| Pointstate Capital LP | 36,600 | $4,988k | Jun 30, 2019 | Aug 14, 2019 | |
| Polar Capital LLP | 36,253 | $4,941k | Jun 30, 2019 | Aug 14, 2019 | |
| Olstein Capital Management LP | 36,000 | $4,906k | Jun 30, 2019 | Jul 31, 2019 | |
| Sentry Investment Management LLC | 35,647 | $4,858k | Jun 30, 2019 | Aug 12, 2019 | |
| Sentry Management Inc | 35,647 | $4,858k | Jun 30, 2019 | Aug 12, 2019 | |
| Luminus Management LLC | 35,413 | $4,826k | Jun 30, 2019 | Aug 14, 2019 | |
| Ipswich Investment Management Company Inc | 33,309 | $4,540k | Jun 30, 2019 | Jul 11, 2019 | |
| Allied Investment Advisors LLC | 33,230 | $4,529k | Jun 30, 2019 | Jul 17, 2019 | |
| Ferguson Wellman Capital Management Inc | 31,736 | $4,325k | Jun 30, 2019 | Jul 16, 2019 | |
| AULL & Monroe Investment Management Corp | 30,656 | $4,178k | Jun 30, 2019 | Jul 29, 2019 | |
| Stoneridge Investment Partners LLC | 29,753 | $4,055k | Jun 30, 2019 | Jul 29, 2019 | |
| Marketfield Asset Management LLC | 29,306 | $3,994k | Jun 30, 2019 | Aug 6, 2019 | |
| Affinity Investment Advisors LLC | 29,095 | $3,965k | Jun 30, 2019 | Aug 8, 2019 | |
| OFI Advisors LLC | 60,577 | $3,959k | Sep 30, 2015 | Nov 16, 2015 | |
| Howland Capital Management LLC | 28,845 | $3,931k | Jun 30, 2019 | Jul 17, 2019 | |
| Argus Investors' Counsel Inc | 28,750 | $3,918k | Jun 30, 2019 | Jul 10, 2019 | |
| Dupont Capital Management Corp | 27,162 | $3,702k | Jun 30, 2019 | Jul 30, 2019 | |
| Sigma Investment Counselors Inc | 26,152 | $3,564k | Jun 30, 2019 | Jul 23, 2019 | |
| California Capital Advisors Inc | 26,083 | $3,555k | Jun 30, 2019 | Jul 15, 2019 | |
| KMS Financial Services Inc | 34,978 | $3,464k | Sep 30, 2014 | Nov 17, 2014 | |
| Northwest Investment Counselors LLC | 25,016 | $3,409k | Jun 30, 2019 | Jul 25, 2019 | |
| The Mathes Company Inc | 24,645 | $3,359k | Jun 30, 2019 | Jul 29, 2019 | |
| BKD Wealth Advisors LLC | 24,530 | $3,343k | Jun 30, 2019 | Jul 10, 2019 | |
| Chatham Capital Group Inc | 24,436 | $3,330k | Jun 30, 2019 | Jul 24, 2019 | |
| Edgestream Partners LP | 23,951 | $3,264k | Jun 30, 2019 | Aug 8, 2019 | |
| Monte Financial Group LLC | 22,590 | $3,079k | Jun 30, 2019 | Aug 7, 2019 | |
| QS Investors LLC | 22,517 | $3,069k | Jun 30, 2019 | Aug 14, 2019 | |
| Chartwell Investment Partners LLC | 22,000 | $2,998k | Jun 30, 2019 | Aug 19, 2019 | |
| NEXT Century Growth Investors LLC | 21,977 | $2,995k | Jun 30, 2019 | Aug 14, 2019 | |
| Eagle Global Advisors LLC | 21,927 | $2,988k | Jun 30, 2019 | Aug 13, 2019 | |
| Baugh & Associates LLC | 21,797 | $2,971k | Jun 30, 2019 | Jul 23, 2019 | |
| North Star Investment Management Corporation | 21,776 | $2,968k | Jun 30, 2019 | Jul 15, 2019 | |
| Argyle Capital Management Inc | 21,765 | $2,966k | Jun 30, 2019 | Jul 25, 2019 | |
| Williams Jones & Associates LLC | 21,318 | $2,905k | Jun 30, 2019 | Aug 14, 2019 | |
| Providence Wealth Advisors LLC | 20,067 | $2,727k | Jun 30, 2019 | Jul 22, 2019 | |
| Hennessy Advisors Inc | 19,500 | $2,658k | Jun 30, 2019 | Jul 11, 2019 | |
| Aries Wealth Management LLC | 19,527 | $2,646k | Jun 30, 2019 | Jul 15, 2019 | |
| Carnick & Kubik Group LLC | 19,194 | $2,616k | Jun 30, 2019 | Jul 30, 2019 | |
| American Financial Advisors Inc | 19,059 | $2,598k | Jun 30, 2019 | Aug 12, 2019 | |
| American Trust Investment Advisors LLC | 19,059 | $2,598k | Jun 30, 2019 | Aug 12, 2019 | |
| American Financial Advisors LLC | 19,059 | $2,598k | Jun 30, 2019 | Aug 12, 2019 | |
| Searle & Co | 18,909 | $2,577k | Jun 30, 2019 | Jul 17, 2019 | |
| Prime Capital Investment Advisors LLC | 18,685 | $2,547k | Jun 30, 2019 | Aug 6, 2019 | |
| BLB & B Advisors LLC | 18,492 | $2,520k | Jun 30, 2019 | Jul 29, 2019 | |
| Douglass Winthrop Advisors LLC | 18,278 | $2,491k | Jun 30, 2019 | Jul 10, 2019 | |
| Kayne Anderson Rudnick Investment Management LLC | 18,223 | $2,484k | Jun 30, 2019 | Aug 14, 2019 | |
| Aurora Investment Counsel | 18,642 | $2,455k | Jun 30, 2019 | Aug 6, 2019 | |
| Lejeune Puetz Investment Counsel | 17,736 | $2,417k | Jun 30, 2019 | Jul 29, 2019 | |
| Hammer Asset Management LLC | 17,623 | $2,402k | Jun 30, 2019 | Aug 6, 2019 | |
| Markston International LLC | 17,365 | $2,367k | Jun 30, 2019 | Aug 6, 2019 | |
| Baker Avenue Asset Management LP | 17,055 | $2,324k | Jun 30, 2019 | Aug 14, 2019 | |
| Northstar Wealth Partners LLC | 16,847 | $2,296k | Jun 30, 2019 | Aug 15, 2019 | |
| Brookstone Capital Management LLC | 16,692 | $2,275k | Jun 30, 2019 | Jul 25, 2019 | |
| Prospera Financial Services Inc | 16,467 | $2,240k | Jun 30, 2019 | Aug 14, 2019 | |
| Crossvault Capital Management LLC | 16,390 | $2,234k | Jun 30, 2019 | Jul 19, 2019 | |
| Merriman Wealth Management LLC | 1,620 | $2,213k | Jun 30, 2019 | Jul 31, 2019 | |
| Highland Capital Management LLC | 16,165 | $2,203k | Jun 30, 2019 | Jul 29, 2019 | |
| Stillwater Investment Management LLC | 15,771 | $2,149k | Jun 30, 2019 | Jul 3, 2019 | |
| Abbrea Capital LLC | 15,063 | $2,053k | Jun 30, 2019 | Jul 31, 2019 | |
| Prelude Capital Management LLC | 15,000 | $2,044k | Call | Jun 30, 2019 | Aug 14, 2019 |
| Osborne Partners Capital Management LLC | 14,939 | $2,036k | Jun 30, 2019 | Jul 18, 2019 | |
| Kiley Juergens Wealth Management LLC | 14,779 | $2,014k | Jun 30, 2019 | Jul 11, 2019 | |
| Focused Wealth Management Inc | 14,404 | $1,963k | Jun 30, 2019 | Jul 19, 2019 | |
| Golub Group LLC | 14,193 | $1,934k | Jun 30, 2019 | Aug 13, 2019 | |
| Strategic Financial Services Inc | 14,185 | $1,933k | Jun 30, 2019 | Aug 13, 2019 | |
| Marshwinds Advisory Company | 15,090 | $1,917k | Dec 31, 2018 | Jan 7, 2019 | |
| Nicholas Hoffman & Company LLC | 13,748 | $1,874k | Jun 30, 2019 | Aug 12, 2019 | |
| Global Endowment Management LP | 13,500 | $1,840k | Jun 30, 2019 | Aug 12, 2019 | |
| Azimuth Capital Management LLC | 13,130 | $1,789k | Jun 30, 2019 | Aug 13, 2019 | |
| Loudon Investment Management LLC | 13,047 | $1,778k | Jun 30, 2019 | Aug 13, 2019 | |
| Birinyi Associates Inc | 12,906 | $1,759k | Jun 30, 2019 | Aug 5, 2019 | |
| Cambridge Advisors Inc | 12,855 | $1,752k | Jun 30, 2019 | Jul 26, 2019 | |
| Cambridge Advisors LLC | 12,855 | $1,752k | Jun 30, 2019 | Jul 26, 2019 | |
| Level Four Advisory Services LLC | 12,838 | $1,750k | Jun 30, 2019 | Aug 14, 2019 | |
| Drexel Morgan & Co | 12,835 | $1,749k | Jun 30, 2019 | Aug 8, 2019 | |
| Princeton Capital Management LLC | 12,829 | $1,748k | Jun 30, 2019 | Aug 12, 2019 | |
| Segment Wealth Management LLC | 12,524 | $1,707k | Jun 30, 2019 | Jul 29, 2019 | |
| Investment Counselors of Maryland LLC | 12,385 | $1,688k | Jun 30, 2019 | Aug 5, 2019 | |
| Family Legacy Inc | 12,083 | $1,647k | Jun 30, 2019 | Jul 25, 2019 | |
| Murphy Capital Management Inc | 11,145 | $1,518k | Jun 30, 2019 | Jul 22, 2019 | |
| Staley Capital Advisers Inc | 10,800 | $1,472k | Jun 30, 2019 | Aug 9, 2019 | |
| Bowen Hanes & Co Inc | 10,670 | $1,454k | Jun 30, 2019 | Aug 13, 2019 | |
| Guardian Investment Management LLC | 10,574 | $1,441k | Jun 30, 2019 | Aug 16, 2019 | |
| Thomas Story and SON LLC | 10,400 | $1,417k | Jun 30, 2019 | Jul 29, 2019 | |
| BOYS Arnold & Company Inc | 10,326 | $1,407k | Jun 30, 2019 | Aug 1, 2019 | |
| Capital Investment Counsel Inc | 10,170 | $1,386k | Jun 30, 2019 | Jul 26, 2019 | |
| Capital Counsel LLC | 10,170 | $1,386k | Jun 30, 2019 | Jul 26, 2019 | |
| Oxbow Advisors LLC | 9,967 | $1,358k | Jun 30, 2019 | Aug 7, 2019 | |
| Trust & Investment Advisors Inc | 9,960 | $1,357k | Jun 30, 2019 | Jul 30, 2019 | |
| Private Advisors LLC | 9,960 | $1,357k | Jun 30, 2019 | Jul 30, 2019 | |
| Advisors Financial Inc | 9,960 | $1,357k | Jun 30, 2019 | Jul 30, 2019 | |
| The Financial Advisors LLC | 9,960 | $1,357k | Jun 30, 2019 | Jul 30, 2019 | |
| Trust Advisors Inc | 9,960 | $1,357k | Jun 30, 2019 | Jul 30, 2019 | |
| Trust Advisors LLC | 9,960 | $1,357k | Jun 30, 2019 | Jul 30, 2019 | |
| Private Asset Management Inc | 9,621 | $1,311k | Jun 30, 2019 | Aug 14, 2019 | |
| Financial Asset Management Corp | 9,621 | $1,311k | Jun 30, 2019 | Aug 14, 2019 | |
| Asset Management Corporation | 9,621 | $1,311k | Jun 30, 2019 | Aug 14, 2019 | |
| Asset Management Group Inc | 9,621 | $1,311k | Jun 30, 2019 | Aug 14, 2019 | |
| Trust Asset Management LLC | 9,621 | $1,311k | Jun 30, 2019 | Aug 14, 2019 | |
| Asset Management Group Investment Corp | 9,621 | $1,311k | Jun 30, 2019 | Aug 14, 2019 | |
| LOWE Brockenbrough & Company Inc | 9,482 | $1,292k | Jun 30, 2019 | Aug 12, 2019 | |
| Moloney Securities Asset Management LLC | 9,223 | $1,257k | Jun 30, 2019 | Jul 29, 2019 | |
| Gilman Hill Asset Management LLC | 9,138 | $1,245k | Jun 30, 2019 | Jul 17, 2019 | |
| Hoylecohen LLC | 9,066 | $1,236k | Jun 30, 2019 | Aug 9, 2019 | |
| Alpha Cubed Investments LLC | 9,059 | $1,235k | Jun 30, 2019 | Jul 19, 2019 | |
| Burleson & Company LLC | 9,600 | $1,217k | Jun 30, 2019 | Aug 5, 2019 | |
| Murphy Middleton Hinkle & Parker Inc | 8,888 | $1,211k | Jun 30, 2019 | Jul 15, 2019 | |
| Sicart Associates LLC | 8,650 | $1,179k | Jun 30, 2019 | Jul 23, 2019 | |
| EP Wealth Advisors LLC | 8,554 | $1,166k | Jun 30, 2019 | Aug 27, 2019 | |
| Triangle Securities Wealth Management | 8,639 | $1,165k | Jun 30, 2019 | Jul 10, 2019 | |
| Cleararc Capital Inc | 8,525 | $1,162k | Jun 30, 2019 | Aug 7, 2019 | |
| Cornell Pochily Investment Advisors Inc | 8,430 | $1,149k | Jun 30, 2019 | Jul 22, 2019 | |
| Clark Capital Management Group Inc | 8,335 | $1,136k | Jun 30, 2019 | Jul 12, 2019 | |
| Cahill Financial Advisors Inc | 8,240 | $1,124k | Jun 30, 2019 | Aug 14, 2019 | |
| Court Place Advisors LLC | 8,138 | $1,109k | Jun 30, 2019 | Jul 30, 2019 | |
| Savant Capital LLC | 8,003 | $1,091k | Jun 30, 2019 | Aug 6, 2019 | |
| Yorktown Management and Research Co Inc | 8,000 | $1,090k | Jun 30, 2019 | Aug 2, 2019 | |
| Fundx Investment Group LLC | 8,000 | $1,090k | Jun 30, 2019 | Aug 5, 2019 | |
| ARP Americas LP | 7,981 | $1,088k | Jun 30, 2019 | Jul 29, 2019 | |
| Frontier Wealth Management LLC | 7,737 | $1,054k | Jun 30, 2019 | Aug 16, 2019 | |
| Rodgers Brothers Inc | 7,720 | $1,052k | Jun 30, 2019 | Aug 14, 2019 | |
| Gables Capital Management Inc | 7,655 | $1,043k | Jun 30, 2019 | Jul 31, 2019 | |
| Quest Investment Management LLC | 7,608 | $1,037k | Jun 30, 2019 | Aug 13, 2019 | |
| Buckingham Asset Management LLC | 7,517 | $1,025k | Jun 30, 2019 | Aug 5, 2019 | |
| Athena Capital Advisors LLC | 7,380 | $1,006k | Jun 30, 2019 | Aug 9, 2019 | |
| Blackhawk Capital Partners LLC | 7,338 | $1,000k | Jun 30, 2019 | Aug 13, 2019 | |
| FORT PITT Capital Group LLC | 7,327 | $999k | Jun 30, 2019 | Aug 9, 2019 | |
| Tiemann Investment Advisors LLC | 7,230 | $985k | Jun 30, 2019 | Aug 13, 2019 | |
| Texas Yale Capital Corp | 7,161 | $976k | Jun 30, 2019 | Jul 24, 2019 | |
| Mairs and Power Inc | 7,040 | $959k | Jun 30, 2019 | Aug 14, 2019 | |
| Magnetar Financial LLC | 6,920 | $943k | Jun 30, 2019 | Aug 14, 2019 | |
| Penobscot Investment Management Company Inc | 6,910 | $942k | Jun 30, 2019 | Aug 2, 2019 | |
| Homrich & BERG Inc | 6,906 | $941k | Jun 30, 2019 | Aug 5, 2019 | |
| Bragg Financial Advisors Inc | 6,868 | $936k | Jun 30, 2019 | Aug 14, 2019 | |
| CPWM LLC | 6,828 | $931k | Jun 30, 2019 | Aug 2, 2019 | |
| Cadinha & Co LLC | 6,436 | $877k | Jun 30, 2019 | Aug 9, 2019 | |
| CWA Asset Management Group LLC | 6,429 | $876k | Jun 30, 2019 | Aug 13, 2019 | |
| SOL Capital Management Co | 6,413 | $874k | Jun 30, 2019 | Jul 17, 2019 | |
| The Investment House LLC | 6,406 | $873k | Jun 30, 2019 | Aug 5, 2019 | |
| Hellman Jordan Management Co Inc | 6,320 | $861k | Jun 30, 2019 | Aug 19, 2019 | |
| Monetary Management Group Inc | 6,320 | $861k | Jun 30, 2019 | Aug 13, 2019 | |
| Marietta Investment Partners LLC | 6,300 | $859k | Jun 30, 2019 | Aug 13, 2019 | |
| Wellington Shields & Co LLC | 6,300 | $859k | Jun 30, 2019 | Aug 8, 2019 | |
| Douglas Lane & Associates LLC | 6,271 | $855k | Jun 30, 2019 | Jul 8, 2019 | |
| DUFF & Phelps Investment Management Co | 6,265 | $854k | Jun 30, 2019 | Aug 2, 2019 | |
| Sandhill Capital Partners LLC | 6,207 | $846k | Jun 30, 2019 | Aug 13, 2019 | |
| Malaga COVE Capital LLC | 6,188 | $843k | Jun 30, 2019 | Aug 14, 2019 | |
| Alphastar Capital Management LLC | 6,055 | $825k | Jun 30, 2019 | Aug 14, 2019 | |
| Barber Financial Group | 5,977 | $815k | Jun 30, 2019 | Aug 9, 2019 | |
| Sawgrass Asset Management LLC | 5,900 | $804k | Jun 30, 2019 | Jul 23, 2019 | |
| The Caprock Group Inc | 5,894 | $803k | Jun 30, 2019 | Jul 23, 2019 | |
| Torch Wealth Management LLC | 5,738 | $782k | Jun 30, 2019 | Aug 2, 2019 | |
| van Strum & Towne Inc | 5,584 | $761k | Jun 30, 2019 | Aug 12, 2019 | |
| Woodstock Corporation | 5,583 | $761k | Jun 30, 2019 | Jul 3, 2019 | |
| Fairview Capital Investment Management LLC | 5,460 | $744k | Jun 30, 2019 | Aug 14, 2019 | |
| Camelot Portfolios LLC | 5,429 | $740k | Jun 30, 2019 | Jul 19, 2019 | |
| Beech Hill Advisors Inc | 5,400 | $736k | Jun 30, 2019 | Jul 15, 2019 | |
| Acadian Asset Management LLC | 5,362 | $731k | Jun 30, 2019 | Aug 8, 2019 | |
| Wilmington Trust Investment Management LLC | 6,539 | $711k | Jun 30, 2014 | Aug 13, 2014 | |
| Jaffetilchin Investment Partners LLC | 5,140 | $701k | Jun 30, 2019 | Aug 13, 2019 | |
| USCA RIA LLC | 5,111 | $697k | Jun 30, 2019 | Aug 14, 2019 | |
| Carnegie Capital Asset Management LLC | 5,088 | $693k | Jun 30, 2019 | Jul 24, 2019 | |
| Biltmore Family Office LLC | 5,010 | $683k | Jun 30, 2019 | Jul 31, 2019 | |
| Strategic Capital Advisers Inc | 5,000 | $681k | Jun 30, 2019 | Jul 30, 2019 | |
| TDAM USA Inc | 4,995 | $681k | Jun 30, 2019 | Aug 1, 2019 | |
| West Oak Capital LLC | 4,945 | $674k | Jun 30, 2019 | Jul 12, 2019 | |
| Mastrapasqua Asset Management Inc | 4,935 | $673k | Jun 30, 2019 | Aug 12, 2019 | |
| Krueger & Catalano Capital Partners LLC | 4,892 | $667k | Jun 30, 2019 | Jul 22, 2019 | |
| Private Wealth Advisors Inc | 4,855 | $662k | Jun 30, 2019 | Aug 7, 2019 | |
| Wealth Advisors Inc | 4,855 | $662k | Jun 30, 2019 | Aug 7, 2019 | |
| Private Wealth Advisors LLC | 4,855 | $662k | Jun 30, 2019 | Aug 7, 2019 | |
| Wealth Advisors Group LLC | 4,855 | $662k | Jun 30, 2019 | Aug 7, 2019 | |
| HCR Wealth Advisors | 4,839 | $660k | Jun 30, 2019 | Jul 25, 2019 | |
| Sequoia Financial Advisors LLC | 4,762 | $649k | Jun 30, 2019 | Jul 31, 2019 | |
| Calamos Wealth Management LLC | 4,755 | $648k | Jun 30, 2019 | Aug 7, 2019 | |
| Navellier & Associates Inc | 4,728 | $644k | Jun 30, 2019 | Jul 17, 2019 | |
| E & G Advisors LP | 4,700 | $641k | Jun 30, 2019 | Jul 12, 2019 | |
| Tokio Marine Asset Management USA Ltd | 4,682 | $638k | Jun 30, 2019 | Jul 25, 2019 | |
| IHT Wealth Management LLC | 4,626 | $631k | Jun 30, 2019 | Aug 12, 2019 | |
| Bristlecone Advisors LLC | 4,605 | $628k | Jun 30, 2019 | Jul 19, 2019 | |
| Fernwood Investment Management LLC | 4,564 | $622k | Jun 30, 2019 | Aug 1, 2019 | |
| Hamel Associates Inc | 4,550 | $620k | Jun 30, 2019 | Aug 5, 2019 | |
| Viking Fund Management LLC | 4,500 | $613k | Jun 30, 2019 | Jul 16, 2019 | |
| FORT Point Capital Partners LLC | 4,457 | $607k | Jun 30, 2019 | Aug 9, 2019 | |
| Wellington Shields Capital Management LLC | 4,450 | $606k | Jun 30, 2019 | Aug 8, 2019 | |
| Birch Hill Investment Advisors LLC | 4,388 | $598k | Jun 30, 2019 | Jul 22, 2019 | |
| Baldwin Investment Management LLC | 4,375 | $596k | Jun 30, 2019 | Aug 6, 2019 | |
| Probity Advisors Inc | 4,350 | $593k | Jun 30, 2019 | Aug 8, 2019 | |
| STA Wealth Management LLC | 4,331 | $590k | Jun 30, 2019 | Aug 14, 2019 | |
| Taurus Asset Management LLC | 4,243 | $578k | Jun 30, 2019 | Aug 14, 2019 | |
| RFG Advisory LLC | 4,175 | $570k | Jun 30, 2019 | Aug 23, 2019 | |
| Auxier Asset Management LLC | 4,077 | $556k | Jun 30, 2019 | Aug 15, 2019 | |
| The Rikoon Group LLC | 3,960 | $540k | Jun 30, 2019 | Aug 6, 2019 | |
| American National Registered Investment Advisor Inc | 3,955 | $539k | Jun 30, 2019 | Aug 5, 2019 | |
| RB Capital Management LLC | 3,938 | $537k | Jun 30, 2019 | Aug 7, 2019 | |
| First Manhattan Co | 3,875 | $528k | Jun 30, 2019 | Aug 16, 2019 | |
| Benin Management Corp | 3,783 | $516k | Jun 30, 2019 | Jul 31, 2019 | |
| SNS Financial Group LLC | 3,785 | $516k | Jun 30, 2019 | Jul 26, 2019 | |
| Altium Wealth Management LLC | 3,765 | $513k | Jun 30, 2019 | Jul 18, 2019 | |
| Oarsman Capital Inc | 3,755 | $512k | Jun 30, 2019 | Aug 13, 2019 | |
| White Lighthouse Investment Management Inc | 3,700 | $504k | Jun 30, 2019 | Jul 31, 2019 | |
| Brasada Capital Management LP | 3,655 | $496k | Jun 30, 2019 | Aug 7, 2019 | |
| Evermay Wealth Management LLC | 3,615 | $493k | Jun 30, 2019 | Jul 23, 2019 | |
| Sanders Morris Harris LLC | 3,600 | $491k | Jun 30, 2019 | Jul 10, 2019 | |
| Patton Albertson Miller Group LLC | 4,067 | $486k | Jun 30, 2019 | Aug 12, 2019 | |
| Cumberland Advisors Inc | 3,550 | $484k | Jun 30, 2019 | Jul 11, 2019 | |
| Southeast Asset Advisors Inc | 3,535 | $482k | Jun 30, 2019 | Aug 14, 2019 | |
| Eagle Ridge Investment Management LLC | 3,533 | $482k | Jun 30, 2019 | Aug 1, 2019 | |
| Atalanta Sosnoff Capital LLC | 3,487 | $475k | Jun 30, 2019 | Jul 15, 2019 | |
| Brown Advisory Securities LLC | 3,426 | $467k | Jun 30, 2019 | Aug 12, 2019 | |
| Boston Research and Management Inc | 3,422 | $466k | Jun 30, 2019 | Aug 7, 2019 | |
| Dumont & Blake Investment Advisors LLC | 3,355 | $457k | Jun 30, 2019 | Aug 1, 2019 | |
| KLCM Advisors Inc | 3,345 | $456k | Jun 30, 2019 | Aug 15, 2019 | |
| Huntington Steele LLC | 3,039 | $448k | Mar 31, 2018 | Apr 18, 2018 | |
| Summit Financial Group Inc | 3,268 | $445k | Jun 30, 2019 | Jul 3, 2019 | |
| Summit Financial LLC | 3,268 | $445k | Jun 30, 2019 | Jul 3, 2019 | |
| Managed Account Advisors LLC | 5,226 | $443k | Jun 30, 2015 | Aug 14, 2015 | |
| Bienville Capital Management LLC | 3,216 | $438k | Jun 30, 2019 | Aug 14, 2019 | |
| The Northstar Group Inc | 3,198 | $436k | Jun 30, 2019 | Jul 12, 2019 | |
| NWAM LLC | 3,200 | $436k | Jun 30, 2019 | Jul 18, 2019 | |
| Northstar Company LLC | 3,198 | $436k | Jun 30, 2019 | Jul 12, 2019 | |
| Evanson Asset Management LLC | 3,140 | $428k | Jun 30, 2019 | Jul 11, 2019 | |
| Blue CHIP Wealth Management Inc | 3,141 | $428k | Jun 30, 2019 | Aug 13, 2019 | |
| Spinnaker Investment Group LLC | 3,125 | $425k | Jun 30, 2019 | Jul 11, 2019 | |
| Affiance Financial LLC | 3,110 | $424k | Jun 30, 2019 | Jul 11, 2019 | |
| Campbell & Company Investment Adviser LLC | 3,051 | $416k | Jun 30, 2019 | Jul 10, 2019 | |
| RAAB & Moskowitz Asset Management LLC | 3,038 | $414k | Jun 30, 2019 | Aug 9, 2019 | |
| Alpine Woods Capital Investors LLC | 3,021 | $412k | Jun 30, 2019 | Aug 5, 2019 | |
| Bingham Osborn & Scarborough LLC | 3,000 | $409k | Jun 30, 2019 | Aug 2, 2019 | |
| Sippican Capital Advisors LLC | 3,000 | $409k | Jun 30, 2019 | Jul 17, 2019 | |
| Wescap Management Group Inc | 3,000 | $408k | Jun 30, 2019 | Aug 6, 2019 | |
| Buckley Wealth Management LLC | 2,994 | $408k | Jun 30, 2019 | Jul 19, 2019 | |
| Chesley TAFT & Associates LLC | 2,982 | $406k | Jun 30, 2019 | Jul 10, 2019 | |
| Shepherd Financial Partners LLC | 2,930 | $399k | Jun 30, 2019 | Aug 5, 2019 | |
| Beese Fulmer Investment Management Inc | 2,919 | $398k | Jun 30, 2019 | Jul 5, 2019 | |
| Cypress Capital Management LLC | 2,920 | $398k | Jun 30, 2019 | Aug 5, 2019 | |
| Heritage Investment Group Inc | 2,914 | $397k | Jun 30, 2019 | Aug 13, 2019 | |
| Heritage Financial LLC | 2,914 | $397k | Jun 30, 2019 | Aug 13, 2019 | |
| First Heartland Consultants Inc | 2,905 | $396k | Jun 30, 2019 | Aug 12, 2019 | |
| Marble Harbor Investment Counsel LLC | 2,904 | $396k | Jun 30, 2019 | Aug 7, 2019 | |
| Zebra Capital Management LLC | 2,890 | $394k | Jun 30, 2019 | Aug 14, 2019 | |
| Davidson Investment Advisors Inc | 2,880 | $393k | Jun 30, 2019 | Aug 13, 2019 | |
| Choate Investment Advisors LLC | 2,870 | $391k | Jun 30, 2019 | Aug 14, 2019 | |
| B Riley Wealth Management Inc | 2,860 | $390k | Jun 30, 2019 | Aug 14, 2019 | |
| Diligent Investors LLC | 2,853 | $389k | Jun 30, 2019 | Aug 1, 2019 | |
| Parsec Financial Management Inc | 2,804 | $382k | Jun 30, 2019 | Jul 23, 2019 | |
| Peavine Capital LLC | 2,800 | $382k | Jun 30, 2019 | Jul 24, 2019 | |
| RNC Capital Management LLC | 2,758 | $376k | Jun 30, 2019 | Jul 25, 2019 | |
| Wendell David Associates Inc | 2,753 | $375k | Jun 30, 2019 | Jul 16, 2019 | |
| Mckinley Carter Wealth Services Inc | 2,749 | $375k | Jun 30, 2019 | Aug 2, 2019 | |
| SVA Plumb Wealth Management LLC | 2,635 | $359k | Jun 30, 2019 | Aug 13, 2019 | |
| Horizon Investments LLC | 2,600 | $354k | Jun 30, 2019 | Aug 14, 2019 | |
| Calton & Associates Inc | 2,548 | $347k | Jun 30, 2019 | Jul 9, 2019 | |
| Carret Asset Management LLC | 2,525 | $344k | Jun 30, 2019 | Aug 12, 2019 | |
| Regent Investment Management LLC | 2,475 | $337k | Jun 30, 2019 | Jul 15, 2019 | |
| Signature Estate & Investment Advisors LLC | 2,445 | $333k | Jun 30, 2019 | Aug 1, 2019 | |
| Trillium Asset Management LLC | 2,435 | $332k | Jun 30, 2019 | Aug 8, 2019 | |
| Barrett Asset Management LLC | 2,400 | $327k | Jun 30, 2019 | Aug 5, 2019 | |
| Good Life Advisors LLC | 2,397 | $324k | Jun 30, 2019 | Aug 6, 2019 | |
| Weybosset Research & Management LLC | 2,355 | $321k | Jun 30, 2019 | Jul 22, 2019 | |
| Isthmus Partners LLC | 2,336 | $318k | Jun 30, 2019 | Aug 9, 2019 | |
| Breiter Capital Management Inc | 2,329 | $317k | Jun 30, 2019 | Aug 23, 2019 | |
| Bigsur Wealth Management LLC | 2,310 | $316k | Jun 30, 2019 | Jul 5, 2019 | |
| Appleton Partners Inc | 2,296 | $313k | Jun 30, 2019 | Jul 25, 2019 | |
| Johanson Financial Advisors Inc | 2,276 | $312k | Jun 30, 2019 | Jul 29, 2019 | |
| Crescent Grove Advisors LLC | 2,283 | $311k | Jun 30, 2019 | Aug 6, 2019 | |
| Violich Capital Management | 2,275 | $310k | Jun 30, 2019 | Jul 22, 2019 | |
| Baltimore-Washington Financial Advisors Inc | 2,211 | $301k | Jun 30, 2019 | Jul 25, 2019 | |
| Signature Financial Management Inc | 2,344 | $300k | Dec 31, 2018 | Feb 13, 2019 | |
| AFT Forsyth and Company Inc | 2,202 | $300k | Jun 30, 2019 | Jul 29, 2019 | |
| PFG Advisors LLC | 2,226 | $296k | Jun 30, 2019 | Aug 5, 2019 | |
| GHP Investment Advisors Inc | 2,161 | $295k | Jun 30, 2019 | Aug 2, 2019 | |
| Grace Capital | 2,150 | $293k | Jun 30, 2019 | Aug 14, 2019 | |
| Personal Capital Advisors Corporation | 2,134 | $291k | Jun 30, 2019 | Aug 14, 2019 | |
| Ironwood Investment Management LLC | 2,100 | $286k | Jun 30, 2019 | Aug 14, 2019 | |
| Highvista Strategies LLC | 2,100 | $286k | Jun 30, 2019 | Aug 14, 2019 | |
| Ancora Family Wealth Advisors LLC | 3,195 | $284k | Sep 30, 2016 | Nov 4, 2016 | |
| Ballast Inc | 2,086 | $284k | Jun 30, 2019 | Jul 26, 2019 | |
| Northwest Wealth Management LLC | 2,082 | $284k | Jun 30, 2019 | Jul 23, 2019 | |
| Advisory Alpha LLC | 2,070 | $282k | Jun 30, 2019 | Aug 16, 2019 | |
| Stearns Financial Services Group Inc | 2,051 | $280k | Jun 30, 2019 | Aug 14, 2019 | |
| Cheviot Value Management LLC | 2,052 | $280k | Jun 30, 2019 | Aug 14, 2019 | |
| 180 Wealth Advisors LLC | 2,138 | $271k | Jun 30, 2019 | Aug 5, 2019 | |
| Plancorp LLC | 1,984 | $270k | Jun 30, 2019 | Aug 13, 2019 | |
| Pettee Investors Inc | 1,957 | $267k | Jun 30, 2019 | Aug 7, 2019 | |
| Benedict Financial Advisors Inc | 1,959 | $267k | Jun 30, 2019 | Aug 1, 2019 | |
| DAY & Ennis LLC | 1,954 | $266k | Jun 30, 2019 | Aug 2, 2019 | |
| Montag A & Associates Inc | 1,900 | $259k | Jun 30, 2019 | Aug 6, 2019 | |
| Wright Investors Service Inc | 1,902 | $259k | Jun 30, 2019 | Aug 1, 2019 | |
| Lehman Financial Resources Inc | 1,700 | $259k | Sep 30, 2018 | Nov 14, 2018 | |
| Main Street Research LLC | 1,888 | $257k | Jun 30, 2019 | Aug 8, 2019 | |
| Foundations Investment Advisors LLC | 1,883 | $255k | Jun 30, 2019 | Jul 8, 2019 | |
| Summit X | 1,856 | $254k | Jun 30, 2019 | Aug 13, 2019 | |
| Total Investment Management Inc | 2,069 | $253k | Jun 30, 2019 | Aug 7, 2019 | |
| Total Management Group Inc | 2,069 | $253k | Jun 30, 2019 | Aug 7, 2019 | |
| Hilton Capital Management LLC | 1,833 | $250k | Jun 30, 2019 | Aug 14, 2019 | |
| Whitnell & Co | 1,826 | $249k | Jun 30, 2019 | Jul 16, 2019 | |
| Coyle Financial Counsel LLC | 1,826 | $249k | Jun 30, 2019 | Aug 13, 2019 | |
| Schulhoff & Co Inc | 1,800 | $245k | Jun 30, 2019 | Aug 7, 2019 | |
| Bluesky Wealth Advisors LLC | 1,800 | $245k | Jun 30, 2019 | Aug 5, 2019 | |
| S R Schill & Associates Inc | 1,761 | $240k | Jun 30, 2019 | Aug 19, 2019 | |
| Acorn Wealth Advisors LLC | 1,976 | $238k | Jun 30, 2019 | Aug 14, 2019 | |
| American Money Management LLC | 1,729 | $236k | Jun 30, 2019 | Aug 12, 2019 | |
| American Research & Management Company | 1,711 | $233k | Jun 30, 2019 | Jul 18, 2019 | |
| Lexaurum Advisors LLC | 1,700 | $232k | Jun 30, 2019 | Jul 19, 2019 | |
| Convergence Investment Partners LLC | 1,677 | $229k | Jun 30, 2019 | Jul 23, 2019 | |
| Shoker Investment Counsel Inc | 1,675 | $228k | Jun 30, 2019 | Aug 9, 2019 | |
| REDW Stanley Financial Advisors LLC | 1,667 | $227k | Jun 30, 2019 | Aug 9, 2019 | |
| The Fiduciary Group LLC | 1,664 | $227k | Jun 30, 2019 | Aug 14, 2019 | |
| United Asset Strategies Inc | 1,661 | $226k | Jun 30, 2019 | Jul 31, 2019 | |
| Weiss Asset Management LP | 1,642 | $224k | Jun 30, 2019 | Aug 14, 2019 | |
| American Asset Management Inc | 1,636 | $223k | Jun 30, 2019 | Jul 31, 2019 | |
| Anchor Capital Advisors LLC | 1,630 | $222k | Jun 30, 2019 | Aug 1, 2019 | |
| Mission Wealth Management LP | 1,627 | $222k | Jun 30, 2019 | Aug 9, 2019 | |
| Miracle MILE Advisors LLC | 1,628 | $222k | Jun 30, 2019 | Aug 7, 2019 | |
| IMS Capital Management Inc | 1,620 | $221k | Jun 30, 2019 | Aug 14, 2019 | |
| Intersect Capital LLC | 1,610 | $219k | Jun 30, 2019 | Aug 9, 2019 | |
| Vishria BIRD Financial Group LLC | 1,606 | $219k | Jun 30, 2019 | Jul 15, 2019 | |
| South Texas Money Management Ltd | 1,601 | $218k | Jun 30, 2019 | Jul 2, 2019 | |
| Cornerstone Advisory LLC | 1,592 | $217k | Jun 30, 2019 | Aug 8, 2019 | |
| Cooper/Haims Advisors LLC | 1,567 | $214k | Jun 30, 2019 | Jul 26, 2019 | |
| Badgley Phelps and Bell Inc | 1,563 | $213k | Jun 30, 2019 | Jul 30, 2019 | |
| Traynor Capital Management Inc | 1,561 | $213k | Jun 30, 2019 | Jul 26, 2019 | |
| HIGH Falls Advisors Inc | 1,552 | $212k | Jun 30, 2019 | Aug 15, 2019 | |
| LVW Advisors LLC | 1,556 | $212k | Jun 30, 2019 | Aug 14, 2019 | |
| Ramsay Stattman VELA & Price Inc | 1,550 | $211k | Jun 30, 2019 | Aug 9, 2019 | |
| Wiley Bros-Aintree Capital LLC | 1,540 | $210k | Jun 30, 2019 | Jul 10, 2019 | |
| Canal Capital Management LLC | 1,533 | $209k | Jun 30, 2019 | Jul 31, 2019 | |
| Windsor Capital Management LLC | 1,516 | $206k | Jun 30, 2019 | Aug 2, 2019 | |
| Chickasaw Capital Management LLC | 1,500 | $204k | Jun 30, 2019 | Jul 15, 2019 | |
| Lyell Wealth Management LP | 1,500 | $204k | Jun 30, 2019 | Aug 1, 2019 | |
| Waters Parkerson & Co LLC | 1,475 | $201k | Jun 30, 2019 | Aug 6, 2019 | |
| Blankinship & Foster LLC | 1,477 | $201k | Jun 30, 2019 | Jul 30, 2019 | |
| Harfst and Associates Inc | 1,469 | $200k | Jun 30, 2019 | Aug 14, 2019 | |
| Highland Private Wealth Management | 1,355 | $185k | Jun 30, 2019 | Aug 13, 2019 | |
| Mitchell Mcleod PUGH & Williams Inc | 1,220 | $166k | Jun 30, 2019 | Jul 9, 2019 | |
| Clearbridge Investments LLC | 1,010 | $128k | Dec 31, 2018 | Feb 14, 2019 | |
| Baker Ellis Asset Management LLC | 915 | $125k | Jun 30, 2019 | Aug 12, 2019 | |
| Cribstone Capital Management LLC | 725 | $99k | Jun 30, 2019 | Jul 22, 2019 | |
| Maryland Capital Management LLC | 600 | $82k | Jun 30, 2019 | Aug 13, 2019 | |
| Nelson Roberts Investment Advisors LLC | 566 | $77k | Jun 30, 2019 | Jul 25, 2019 | |
| Centerstar Asset Management LLC | 20,500 | $68k | Put | Jun 30, 2019 | Aug 2, 2019 |
| Accurate Investment Solutions Inc | 449 | $61k | Jun 30, 2019 | Jul 12, 2019 | |
| Ellevest Inc | 427 | $58k | Jun 30, 2019 | Aug 20, 2019 | |
| Legacy Financial Advisors Inc | 345 | $47k | Jun 30, 2019 | Jul 15, 2019 | |
| Palladium Partners LLC | 300 | $41k | Jun 30, 2019 | Aug 7, 2019 | |
| The Central Trust Bank | 245 | $33k | Jun 30, 2019 | Jul 16, 2019 | |
| MARK Sheptoff Financial Planning LLC | 200 | $27k | Jun 30, 2019 | Aug 12, 2019 | |
| Global Financial Private Capital LLC | 183 | $25k | Jun 30, 2019 | Aug 14, 2019 | |
| Arlington Partners LLC | 151 | $21k | Jun 30, 2019 | Jul 10, 2019 | |
| Transamerica Financial Advisors Inc | 107 | $15k | Jun 30, 2019 | Aug 21, 2019 | |
| Stewart & Patten Co LLC | 100 | $14k | Jun 30, 2019 | Jul 17, 2019 | |
| The Pacific Center FOR Financial Services | 65 | $9k | Jun 30, 2019 | Aug 15, 2019 | |
| Janus Capital Management LLC | 52 | $5k | Mar 31, 2017 | May 16, 2017 | |
| WBI Investments Inc | 15 | $2k | Jun 30, 2019 | Jul 23, 2019 | |
| Colonial Trust Advisors Inc | 14 | $2k | Jun 30, 2019 | Aug 21, 2019 | |
| Klingenstein Fields & Co LLC | 200 | $0k | Put | Jun 30, 2019 | Aug 12, 2019 |
| Claraphi Advisory Network LLC | 2 | $0k | Jun 30, 2019 | Jul 29, 2019 |